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The billions of dollars in new capital from mutual funds into startups are largely responsible for skyrocketing valuations, fewer initial public offerings and talk of a bubble.

XYPN co-founder Alan Moore moves his RIA to Abacus Wealth Partners as part of the deal.

While the group moves between wirehouses, Morgan picks up more recruits from Barclays.

JPMorgan Chase said authorities are examining what its wealth management businesses and private bank told customers when selling them the company’s own investment products and enlisting hedge funds.

Pimco said regulators are considering taking action against the firm over marking of securities in the exchange-traded fund version of its flagship Total Return Fund.

Advisors are backing off equities and bonds, as volatility and the Greek crisis have some clients 'spooked.'

Barclays advisors overseeing $3 billion recently went independent with Dynasty. But that wasn't the only big move; Merrill recruited multiple teams managing more than $2.5 billion. See these and other moves in our latest roundup.

Commentary: No human, no matter how sophisticated, can operate as consistently, quickly or as efficiently as the technology powering an automated investing service.

The trust fund assets will be viable now until 2034, a slight improvement, but Congress still needs to address the program's larger financial woes; Plus, some Medicare recipients could face steep premium increases next year.

Michael Shaw, who left the board amid turmoil over its disciplinary process, could end up working for former investigatory targets with new consulting gig.

Since last month, Morgan Stanley has lost about a dozen advisors overseeing more than $1.6 billion in client assets to rival wirehouses and regional B-Ds.

After 17 years with LPL, planner says the large B-D's service dropped off.

Junior recruits entering the business as potential partners have their own take on how to boost business.

A one-time investment specialist interacts with enough advisors to make the switch to branch management.

Don’t let negative thinking become a self-fulfilling prophecy when starting a practice.

Asset management industry leaders say the reason for creating Luminex was because of the challenges in trading large blocks in existing stock markets.

An estate planning tool that is particularly valuable when rates are low is coming under political pressure.

In the past 12 months investors traded $18.2 trillion worth of ETF shares, according to data from the NYSE and Bloomberg. That means the amount of dollars exchanging hands through ETFs is now more than the U.S. GDP, which stands at $17.4 trillion.

"This disturbs me to the core," Sheryl Garrett says after FINRA election; new FINRA leader says his views were distorted.