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Asset management trade group appeals for restraint from U.S. and foreign regulators evaluating firms for designation as systemically important institutions.

Adding a young advisor can boost business, but integrating a newcomer into a practice takes patience.

How clients can deduct capital losses the right way and save on their taxes. Plus, four mistakes to avoid with stock options, and investing IRA assets in gold and other precious metals.

How clients who retire early can increase their payout by claiming a spousal benefit; Plus, 12 steps to a stronger 401(k).

The biggest emerging markets funds have seen losses over the past year, while some of the smaller, more nimble funds have posted double-digit gains. Here's a look at the biggest funds and the top-performers over the past year.

Wednesday's trading outage on the New York Stock Exchange is the latest in a long list of technical glitches that have marred U.S. stock markets in recent years.

Hybrid annuities can be a good choice for investors who still need growth but don't have 30 years to invest in the public markets.

Rule-making at the SEC went from looking at information to be viewed by potential and current investors to collecting large chunks of data to be loaded in some future database and processed by analytics software.

A startup named FeeX says it has an automated service that calculates the fees in an old 401(k)s and recommends whether a rollover (and which kind) makes sense.

Bank advisors are in a tough spot. Two separate issues are hitting them at the same time, either of which could be a game-changer.

Tash Elwyn, president of Raymond James & Associates, says recent recruiting milestones have "triggered a number of inquiries" from advisors thinking of making a move.

Eight months after Boston Private bought Banyan Partners, superstar Peter Raimondi is no longer CEO, key advisors are gone and asset growth has stalled.

Which banks are advisors moving to? Eleven recently switched to Associated Bank, BNY Mellon, Northern Trust, U.S. Bank and Wilmington Trust.

The super regional is keeping its focus on an advisor-centric model, says the firm's president Tash Elwyn.

The time has come for investors to emphasize savings and salt away another 5% to 10% of their incomes; Plus, how to create a stronger sense of community in retirement.

Wealthfront says the move was prompted by a surge of young investors who asked for a lower minimum and to pressure other robo advisors to get rid of fees on small accounts.

As waves of Americans reach retirement age while dementia and scams are on the rise, advisors need to implement training and reporting mechanisms to protect vulnerable clients.

The nation's seventh largest credit union moved its investment program to CUSO Financial Services drawn in part by its technology systems and accessibility.

The Camardas' suit was prompted by board’s disciplinary policies; experts call on judge to reveal his reasoning for the good of the planning profession.

Manulife Asset Management is expanding globally, and its president and CEO, Kai Sotorp, says that the $300+ billion global asset manager isn't doing it for the adventure. "We're just simply responding to that growth," he tells Money Management Executive.