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If financial firms are serious about incorporating gender and ethnic diversity into their leadership teams, they need to encourage women to apply for promotions and implement more flexible work schedules.

Some RIAs who claim to be for sale "have no intention of selling," said United Capital's Matt Brinker. "They like the dance."

The National Football League season should remind retirement investors that luck also has a part in investing success aside from the years of preparation and good decisions; Plus, weighing the pros and cons of long-term-care coverage.

"I spent the first 21 years of my professional life in the broadcast industry. ... When you’re on deadline, you almost have to become an instant expert," says Edward Jones advisor Alison Gilman Aquino.

Next-generation advisors, next-gen clients and next-gen technology are at the heart of TD Ameritrade's newest programs for advisors.

Advisory firms are finally starting to provide a better experience for tech-savvy clients. Tamarac's new app is a step in the right direction.

Latest setback for Schorsch's financial empire as accounting firm steps aside.

The biggest challenge for any new firm considering an entry into the ETF market is overcoming the regulatory hurdles placed between a product and customers. Few understand that difficulty as keenly as Eric R. Ervin, CEO and co-founder of San Diego, Calif.,-based ETF provider Reality Shares.

Algarve, Portugal, Cuenca, Ecuador, and George Town, Malaysia, are among the 10 places in world where American retirees can get the most for their money; Plus, why investors should think twice before choosing a Roth IRA or Roth 401(k).

Invesco said fourth-quarter profit rose 5.6% as client assets increased.

Ameriprise Financial reported 33% year-over-year growth in wealth management profits.

The steep rise in long-term care insurance rates won't affect many advisors' commitment to using them for clients, experts say.

Clients that purchased an investment from their financial institution will keep their deposit and credit products longer, increasing the profitability of the institution overall, a new study shows.

Advisors must be aware of the basics of protecting their more vulnerable elderly clients. Here are a few tips to keep in mind.

Fake identity fraud is growing, due to the plentiful array of consumer account and card data available in the wake of massive data breaches. It's a crime banks find almost impossible to detect and deter

Change is coming and certain new technology trends will play a significant role for planners.

A new effort by President Obama to tighten cybersecurity at financial institutions and other businesses could help light a fire under some firms that have historically been slower to react in the wake of a data breach and help financial institutions dealing with a tangle of confusing state laws.

A pair of sessions at the FSI OneVoice conference focused on recruiting and retention challenges facing IBDs, many of which center on hybrid or dually registered RIAs who are edging toward greater independence.

Retirees need to carefully consider using robo investment advisors, which could put their investments at risk in the coming years; Plus, what Medicare costs in 2015 and what's covered.

The bond market's main concern is the ballooning ETF industry and how it has shaken up the traditional way to buy and sell debt.