Subject Root Tag

The firm recruits a team with advisors from Wells Fargo and JP Morgan.

Three of the four formed a team with $218 million in assets under management.

Annuity guarantees will help improve relationships among couples, says annuity specialist; Plus, five great small cities for retirees.

As a new year begins, it’s time for advisors to take some fresh steps to growing their business.

A new version, called EMXpro, offers updated design and deeper planning options, and fixes earlier shortfalls in functionality.

Here are 21 simple steps to make 2015 a great year for you, your clients and your business.

RIAs follow the money. Here are the states with the most RIA firms.

The problem with traditional goal setting is that it's not terribly inspirational. Here's a better approach.

The advisor was with Raymond James for five years without any customer complaints noted by FINRA.

The latest Schorsch bombshell "makes quality advisors super uncomfortable," says executive recruiter Mindy Diamond.

Profitability and control still rank high on the list of reasons advisors go independent, but the ability to have new and better systems – especially software – also plays a compelling part.

The largest U.S. ETF that tracks mainland Chinese stocks posted a record eighth week of inflows amid speculation that easing of monetary policies will help extend equity gains in Asia’s biggest economy.

After a 10-year stretch with CUSO, Oregon's biggest credit union has switched its investment services program to Raymond James.

Companies that ignore the big picture are severely punished in the marketplace, especially when they misstep. Companies that display concern for what happens outside their walls get the nod from a new generation of investors.

Clients may consider reducing the amount they set aside in their 401(k) plans and invest the money in real estate, according to financial planner; Plus, how women can generate income for life.

Nicholas Schorsch has resigned from RCS Capital, New York REIT and 11 other non-traded real estate investment trusts and direct investment programs sponsored by AR Capital.

Year-to- date, energy ETFs have attracted $9.25 billion of new money, the most of any sector behind real estate funds and more than triple the same period in 2013.

Frequent traders use the tools with individual stocks, but planners advise caution for many clients.

ETFs in the U.S. reached a $2 trillion dollar milestone in December, demonstrating the product’s surge in popularity. Here are the year's 10 best performers.

Pershing's failures "exposed customer funds and securities to risk," according to FINRA.