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LPL Financial Holdings reported the strongest quarter in the companys nearly three years as a public company, with net revenues topping $1 billion for the first time. LPLs board of directors also announced the companys quarterly dividend would be raised 40% to 19 cents per share.
July 31 -
While the regulatory reform effort is likely to continue on its current path if Janet Yellen, the Federal Reserve Board's vice chairman, is tapped to lead the central bank, the future is decidedly murkier if Larry Summers wins the post.
July 31 -
"Videos often get judged immediately by viewers, and let's be honest -- personal finance videos are not the coolest things to watch," says Dave Grant. Here are some tips to help improve your video marketing.
July 31
Retirement Matters -
Washington Wealth Management is continuing its rapid growth -- albeit at a slighter slower pace than its own CEO had forecast.
July 31 -
Federal Reserve policy makers have wrung out some risk in financial markets by signaling plans to wind down $85 billion in monthly bond purchases, buying time to press on with record stimulus should the economy need it.
July 31 -
Raymond James Financial launched Portfolio Management Center, a portfolio management and research tool for its employee and independent-channel advisors.
July 30 -
Fidelity Investments surveyed customers with at least $250,000 in investable assets and the outcome was positive.
July 30 -
Questions about the future of online advice have intensified since Bloomberg LP, the multibillion-dollar data, information and media giant, said last week that it was shutting down its own online wealth management offering, BloombergBlack.
July 30 -
Participants in the 2013 Bank of America Merrill Lynch CFO Outlook Mid-Year Update gave the U.S. economy an average score of 58 out of 100. This figure was up from 49 in the last survey conducted late last year. The global economy received a score of 51, up from 45.
July 30 -
UBS AG, the Swiss lender thats shrinking its investment banking business to focus on wealth management, said it has a business relationship with as many as eight out of 10 billionaires in Asia.
July 30 -
The RIA space is losing some of its brightest potential stars to higher-paying careers in banking and insurance, says recruiter Caleb Brown. Here are a few ways RIA firms can fight back.
July 30
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The Treasury Department said it expects to borrow $209 billion in the third quarter and end with a $95 billion cash balance.
July 30 -
The units revenue and profit rose to new highs as productivity per advisor rebounded back to over $1 million.
July 30 -
UBS AG, Switzerlands biggest bank, said gains at its investment bank fueled an increase in second- quarter profit and announced plans to buy back the fund set up by the central bank in 2008 to help it shed toxic assets.
July 30 -
Several major trends continued in the second quarter: strengthening credit quality, continued debt reduction and a focus on cutting costs.
July 30 -
Once you've identified the risks and opportunities among your female client base, it's time to take action to better serve female clients. Here are four key strategies to consider.
July 30
Fidelity Institutional Wealth Services -
The new portfolio management and research tool is aimed at advisors in both Raymond James' employee and independent channels.
July 30 -
For any number of reasons, clients sometimes want to prevent their inheritors from draining their IRA accounts right after they die. LPL Financial is joining a handful of other firms in offering a turnkey product -- a so-called inherited trusteed IRA -- for advisors to use in these situations.
July 30 -
The members of Generation Y, also known as "millennials," have vastly different backgrounds and expectations than the generations before them. Today's 20-somethings can't remember a time without smartphones or the ability to access the information most important to them whenever they need it. It would be easy for some mutual fund managers to assume that millennials lack the same mindset or appetite for risk when it comes to investing and saving than previous generations, and view attracting them to mutual funds as a Herculean task. However, both of these assumptions are false. If managers embrace the technology and engagement with companies they trust that millennials have grown up with, they can successfully grow their assets by appealing to this relatively untapped investor base.
July 30 -
The Municipal Securities Rulemaking Board will issue two concept releases next month, one seeking public comment on whether to develop a best execution rule and another requesting input on enhancing post-trade data reporting and developing standards for collecting and disseminating pre-trade information.
July 30



