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Northern Trust is touting the rapid growth of its’ defined contribution assets.

Richard Weil, chief executive officer at Janus Capital Group, had his compensation reduced 19% to $4.98 million in 2012 as investors withdrew $12.1 billion from the firm.

The federal regulator published a guidance update to clarify what mutual funds and other investment advisors can say on their social media sites (and things have become much more social.)

JPMorgan Chase kicked off the first-quarter earnings season by announcing record profits, but the results did little to inspire investor confidence in bank earnings or diminish ongoing scrutiny of the bank's business and corporate structure.

The Securities and Exchange Commission is getting social.

As a financial advisor to numerous types of clients, including recent retirees, I often think deeply about the issues my clients face in this market environment.

Pimco's 0-5 Year High Yield Corporate Bond ETF reported $204.1 million of inflows on April 8, the same day the SPDR Barclays High Yield Bond ETF recorded its second-biggest daily redemption since its inception more than five years ago, equal to about $378 million worth of shares, Bloomberg reports.

The job market in asset management may not be back to pre-crisis levels, but hiring will likely pick up after second quarter earnings reports, says recruiter George Wilbanks, president of Wilbanks Partners.

Eaton Vance has proposed a new form of fund that is a hybrid between a mutual fund and an exchange-traded fund, called an exchange-traded managed fund (ETMF).

The Securities and Exchange Commission is getting social.

Here's how one advisory firm is going after the at first glance less-than-obvious client – by targeting the most obvious client of all.

New York-based Krane Funds Advisors is prepping a series of passive exchange-traded funds to add to the growing list of ETF products in the market

Edward Jones uses “questionable telemarketing” tactics to recruit customers, according to New Hampshire regulators.

Richard Weil, chief executive officer at Janus Capital Group had his compensation reduced 19% to $4.98 million in 2012 as investors withdrew $12.1 billion from the firm.

Memphis, TN-based SouthernSun Asset Management is closing its SouthernSun Small Cap Fund (SSSFX) to new investors on May 17, according to a regulatory filing.

RBC Wealth Management added a branch manager with three decades of experience to its Denver Tech office.

Mutual fund investors rolled some $2.0 billion into equity mutual funds for the week ended April 10, according to Jeff Tjornehoj, Head of Americas Research at Lipper, who said that: “Lest anyone get too excited about the inflows, they were the lightest weekly net sales of this year.”

Wells Fargo’s wealth, brokerage and retirement business units earned $337 million in the first quarter of 2013, up 14% from last year.

A well-planned gathering can help your firm develop client relationships and strengthen ties with strategic partners.

David Lamere, the highly-regarded wealth management executive who most recently was CEO of BNY Mellon Wealth Management, has resurfaced at Fidelity.