Subject Root Tag

ETFs have seen rapid adoption by investors and advisors in recent years, but while the products themselves are known for their liquidity and transparency, what’s less understood is the tax bite some may deliver at the end of each year. With this in mind, Financial Planning spoke with Adam Patti, CEO of IndexIQ, to talk taxes and ETFs.

The San Francisco company has not made it easy for fund families to work through its online platform, featuring five incompatible sites. That's about to change, with an Investment Manager Gateway.

Ahead of yesterday’s Women Advisors Forum in Boca Raton, Fla., we caught up with Eleanor Blayney, president of Directions for Women, on why attracting female clients is crucial.

Legg Mason, Inc. today reported preliminary assets under management of $638 billion as of February 29, 2012, an increase of up 1% and some $7 billion over January’s AUM. The firm managed $677 billion last March.

Focusing only on group long-term care, carrier cites economic influences as basis for decision.

Charles Schwab Investment Management, Inc. has filed paperwork with the SEC to launch active exchange-traded funds, which are getting a lot of buzz courtesy of PIMCO’s latest offering and iShares’ proposed fund.

On the heels of Bill Gross’ latest active exchange-traded fund, BlackRock has thrown its hat into the active ETF space with a proposed offering of its own.

Nuveen Fund Advisors and GuideStone Funds garnered the top group honors at the 2012 U.S. Lipper Fund Awards.

Thanks to stagnant interest rates and lingering worries over the Eurozone and other developed markets, the exchange traded fund market in February grew 3.9%, or more than $44 billion assets, over the previous month, according to a snapshot report released by State Street Global Advisors.

The exchange-traded product market reached $1.72 trillion of assets at the end of February, up 12.8 percent year to date, according to the ETF Landscape report issued by the BlackRock Investment Institute.

The San Francisco company has not made it easy for fund families to work through its online platform, featuring five incompatible sites. That's about to change, with an Investment Manager Gateway.

Ameriprise Financial has lured in two new advisor teams boasting more than $204 million in client assets from Merrill Lynch and Lincoln Financial.

Santa Fe, N.M.-based Thornburg Investment Management has promoted Rob McInerney, formerly a regional consultant, to the role of national sales manager, effective March 1.

Palm Beach Gardens, Fl.-based Lighthouse Partners, a fund-of-hedge-funds and managed account investment adviser, has taken a minority stake in 361 Capital, a Denver-based provider of alternative investment mutual funds, separate accounts, and limited partnerships to institutions, financial intermediaries, and high-net-worth investors.

''The new normal is that we are in transition, we are in transformation and we don't know where we're heading,'' according to Lazaro Campos, chief executive of the Society for Worldwide Interbank Financial Telecommunication.

So you want to tap into the global markets and find new opportunities for growth.

Even the best-laid retirement plan can come unraveled if clients and their advisors aren’t proactive about setting reasonable spending limits and sticking to them. Here’s an interactive slide show detailing nine ways advisors can keep their clients from overspending throughout their retirements.

The Dow Jones Industrial Average tacked on another 14 points to finish at 12,922.02 Friday following a better-than-expected government jobs report and word that Greece completed its debt restructuring negotiations to avoid an immediate default.

Covered bonds — dual recourse bonds that are popular in Europe but have seen little domestic issuance — may yet take hold in the U.S., according to a PIMCO report.

New York-based Water Island Capital is reopening its $2.95 billion Arbitrage Fund, which has been closed to new investors since July 19, 2010, on March 15, according to a Securities & Exchange Commission filing.