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The main drivers of markets in 2012 are likely to be similar to last year’s themes —uncertainty over the fate of the Euro, and the related question of whether or not there will be a global recession, said Alan Brown, group chief investment officer at Schroders.
December 14 -
Nasdaq OMX Group and a European provider of direct access to securities markets said they will provide dynamic pre-trade, at-trade and post-trade controls to broker-dealers serving high-speed trading firms.
December 14 -
Washington Wealth Management, a breakaway RIA founded last December, continued its explosive growth by acquiring its third breakaway advisor in just the past three weeks, bringing it ever closer to $1 billion in AUM.
December 14 -
When Nasdaq OMX Group Chief Executive Robert Greifeld took the stage at an event at his companys Times Square office this week, he said the frequently cited high levels of volatility are a myth.
December 14 -
Legacy expert attorneys Andy and Danielle Mayoras say theres no doubting the greatness of Martin Luther King Jr. However, he made a mistake common among millions of Americans: He didn't have a will.
December 14
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TIAA-CREF has launched the TIAA-CREF Global Natural Resources Fund, aimed at providing investors with diversification, a hedge against inflation and an opportunity to participate in the growing demand for resources among the world’s seven billion population.
December 14 - PH
After the U.S. skirted another recession this year and Europe heads into a recession now, Deutsche Bank Private Wealth Management has made its portfolio position bets for 2012 based on expected uneven global market conditions.
December 13 -
Bank and energy stocks pulled back Tuesday after the Federal Reserve Boards Open Market Committee closed out the year with an uneventful meeting that indicates at least for now that the central bank is not planning another round of quantitative easing.
December 13 - PH
Joseph Danowsky joins Barclays as managing director and head of solutions for the Americas.
December 13 -
The main drivers of markets in 2012 are likely to be similar to last years themes uncertainty over the fate of the Euro, and the related question of whether or not there will be a global recession, said Alan Brown, group chief investment officer at Schroders.
December 13 -
Goldman Sachs' asset management division has agreed to purchase the mutual fund division of Dividend Growth Advisors, in a push to offer more income-generating funds.
December 13 -
The new Department of Labor 401(k) fee disclosure rules that go into effect on April 1 will radically shake up the industry, according to Tom Gonnella, senior vice president of corporate development at Lincoln Trust, who gave six predictions for the defined contribution industry in 2102.
December 13 -
Advisors' two biggest pieces of advice for clients in 2012 is continued volatility (cited by 40%) and slow economic growth (15%), the latest survey of U.S. financial advisors by Russell Investments found. The survey was conducted among 300 advisors at 132 firms nationwide.
December 13 -
Before putting a bow on 2011, advisors and their clients should take the time to nail down these four key aspects of their finances to ensure financial planning success in 2012, according to M&I, a part of the BMO Financial Group.
December 13 -
Advisers’ two biggest pieces of advice for clients in 2012 is continued volatility (cited by 40%) and slow economic growth (15%), the latest survey of U.S. financial advisers by Russell Investments found. The survey was conducted among 300 advisers at 132 firms nationwide.
December 13 -
Before putting a bow on 2011, advisors and their clients should take the time to nail down these four key aspects of their finances to ensure financial planning success in 2012, according to M&I, a part of the BMO Financial Group. Everyone wants to save money and prepare themselves and their families for the future. But that can only happen if clients establish well-defined goals and take the necessary steps to put advisors’ strategic advice to work. Here are the Top 4 end-of-year financial planning tasks every client needs to complete:
December 13 -
The new Department of Labor 401(k) fee disclosure rules that go into effect on April 1 will radically shake up the industry, according to Tom Gonnella, senior vice president of corporate development at Lincoln Trust, who gave six predictions for the defined contribution industry in 2102.
December 13 -
Bank of the West has hired senior marketing executive Brian Katz to head up the Wealth Management Groups newly created Banking and Sales Strategy unit.
December 13 -
NEW YORK—The United States will not fall back into another recession, Benjamin Pace, U.S. chief investment officer, Deutsche Bank Private Wealth Management, told a press briefing Tuesday.
December 13 -
NYSE Euronext and Deutsche Börse stepped up their proposal to divest assets in their derivatives businesses, in their effort to win clearance from European regulators for their merger.
December 13





