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Dreyfus and Merlin Securities equip wholesalers and hedge fund customers with iPads.

The four major exchange operators – NYSE Euronext, Nasdaq OMX Group, Direct Edge and BATS Global Markets – will be observing Christmas Eve. But not New Year’s Eve.

The fourth-largest U.S. bank taps execs from Deutsche Bank, J.P. Morgan Chase, Oppenheimer

The law firm approved the appointment of the former Comptroller of the Currency on Monday to chair the firm's financial institutions group and to advise clients on ...

If you want to know why the ABA blames the ICBA for undercutting the industry's lobbying on regulatory reform legislation, you have to start in Nebraska.

Investors continued to ferry cash out of their municipal bond mutual funds at historic rates last week as a tumultuous sell-off sowed fear among buyers.

Morningstar said investors pulled $7.6 billion from muni bond funds, the category’s worst month for outflows except for the $8 billion redeemed in October 2008 during the credit crisis peak.

ETF assets reach $887.2 billion.

Fixed-income investors are exercising patience these days, with slow-moving rates that are expected to edge up slightly in 2011.

Global mergers rose 19% this year from last year and the top M&A adviser in 2010 was Goldman Sachs, according to data published by Thomson Reuters.

Forty percent of the 14.8% of plans that suspended or reduced their matches already have restored them, the Profit Sharing/401(k) Council of America finds.

The Financial Services Authority has fined a former executive from Toronto Dominion Bank $1.2 million for intentionally mispricing trading positions in credit derivatives to cover his losses and banned him from working in the financial services industry.

The Depository Trust & Clearing Corp. announced Monday that it has enhanced its Cost Basis Reporting Service to act as a central hub between all financial intermediaries—broker-dealers, transfer agents, issuers, mutual funds and custodian banks.

The Conference Board Leading Economic Index for the U.S. increased 1.1% in November to 112.4, following a 0.4% increase in October and a 0.6% increase in September.

It was another busy — and costly — night for regulators in the Southeast. Of the nation's six failures Friday — bringing the year's total to 157 — three were in Georgia and one was in ...

An unexpected development like Friday's news — the takeover of one of the 50 biggest banks in the U.S. — may become increasingly common in 2011, experts say.

There are steps to take right now to improve your business in 2011

Goldman Sachs plans to aggressively expand its wealth business by hiring up to 200 additional advisors.

The provisions of Dodd-Frank put the SEC in a better position to handle its workload, the groups say.

While the occasional active investor/mutual fund will beat the market over time, the odds are weighted powerfully against that happening.