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Hedge fund firm Tiger Management LLC has tapped the expertise of a former Goldman Sachs executive to help run its operations.

PIMCO has hired seven-year Goldman Sachs Asset Management (GSAM) veteran Maria (Masha) Gordon to help lead its emerging markets strategy team in London.

As federal regulators begin implementing regulatory reform, at least one agency plans to step up its disclosure of private meetings with industry insiders.

Sometimes regulatory changes that are meant to benefit investors end up taxing industry professionals. That does not appear to be the case with the Securities and Exchange Commission’s (SEC’s) new requirements for Form ADV, Part 2.

The Financial Industry Regulatory Authority Thursday ordered SunTrust Investment Services, Inc. of Atlanta, GA, to pay $1.44 million for making trades on behalf of customers that were not suitable for them.

NEWARK, N.J.--American corporations and households are tidying up their debt to get their financial house in order.

New leadership at the FPA, executive changes at U.S. Trust, plus more moves for the week.

The brokerage company recruited Laurence Braunstein who will serve as a financial advisor and senior vice president in New York.

WASHINGTON — The Municipal Securities Rulemaking Board is considering temporarily expanding its 15-member board, possibly by two to four members, as it transitions to majority-public membership by Oct. 1 to comply with the new financial regulatory reform law.

President Obama's signing of regulatory reform legislation Wednesday signaled the official end of a hard-fought legislative battle but just the beginning of the tougher task of implementing the new law.

Wells Fargo's $3.1 billion of earnings in the second quarter handily outpaced analyst expectations, and its unchanged revenue outdid many of its peers' performance.

It had to spend money to make money, but U.S. Bancorp earned enough in the second quarter to put more distance between itself and rivals that are struggling in their core businesses.

WASHINGTON — President Obama's signing of regulatory reform legislation Wednesday signaled the official end of a hard-fought legislative battle but just the beginning of the tougher task of implementing the new law.

The world the oldest Baby Boomers were born into and the world they are leaving behind as they begin to exit the workforce is an interesting, albeit somewhat depressing, paradox to consider.

WASHINGTON-The Securities and Exchange Commission voted unanimously Wednesday to propose new rules designed to revamp the 12b-1 sales and distribution fees some mutual funds charge and to provide better disclosures of them to investors.

The Securities and Exchange Commission voted unanimously on Wednesday to propose limits on mutual fund distribution fees and provide more transparency for investors.

International asset management firms are taking their recent uptick with a grain of salt as they anticipate a continued climb from the financial pitfalls of 2008, a new study claims.

One in four financial advisors expect clients to increase charitable giving to offset anticipated tax hikes, but only 52% of advisors proactively offer charitable planning advice to their clients, according to a survey released Wednesday by the Fidelity Charitable Gift Fund.

The AARP Financial mutual funds will cease to exist as of Oct. 1, less than three years after launching the funds to much fanfare.

The regulator said the company made negligent misrepresentations related to subprime securitizations.