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Pressured by a brokerage firm, the board of governors of the Financial Information Regulatory Authority will meet Wednesday to determine whether Securities and Exchange Commission Chairman Mary Schapiro and other former FINRA executives were overcompensated in 2008.
February 10 -
The House Financial Services Committee canceled all hearings scheduled this week due to heavy snow.
February 10 -
Plans may soften the blow of failures, but not fix the problem
February 10 -
E*Trade has expanded its advice offerings with the addition of actively managed portfolios of non-proprietary mutual funds or exchange-traded funds. They will have a minimum investment threshold of $25,000 and offer a wide range of investment styles from conservative to aggressive growth. The service, residing on PNC Managed Investments’ platform, will also be automatically rebalanced to ensure proper diversification.
February 9 -
The Chronicle of Philanthropy announced a drop in donations for its Top 50 philanthropists.
February 9 -
WisdomTree Investments Inc.s top executives said the company remains focused on adding products, though it isnt immune to a possible takeover.
February 9 -
Morningstar has acquired Footnoted.org, the terms of the deal undisclosed.
February 9 -
The company said it expects the economy to gradually recover this year.
February 9 -
Morningstar said that Footnoteds free site has become a must-read for professional money managers and analysts, as well as sophisticated individual investors.
February 9 - PH
From this group, the Top 10 Branch Managers will be named.
February 9 -
Bruce Berkowitz, Morningstars Domestic-Stock Fund Manager of the Decade, isnt the kind of manager whose moves make headlines, but theyve paid off remarkably well for his investors.
February 9 -
Fee-based financial advisers are grappling with the fallout from the crash of 2008 and see tactical asset management as the way to navigate the current market, according to a survey of 750 advisers by Jefferson National.
February 9 -
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Many U.S. employers are increasingly losing confidence in their workers ability to save for retirement and, as a result, plan to step up efforts to help workers maximize 401(k) savings.
February 9 -
Reversal in equity markets sends funds lower by 0.50% from previous month
February 9 -
WASHINGTON A federal judge in New York Monday said he will not decide until Feb. 19 whether to accept the Securities and Exchange Commission settlement with Bank of America over allegations it misled shareholders and the federal government about its merger with Merrill Lynch.
February 9 -
Strugglers' eligibility for small-business funds is in question
February 9 -
The Conference Board Employment Trends Index (ETI) rose in January by one percent to 93.2, the fifth consecutive month it has risen. However, it is down 0.7% from a year ago.
February 8 -
Many U.S. employers are increasingly losing confidence in their workers’ ability to save for retirement and, as a result, plan to step up efforts to help workers maximize 401(k) savings, starting by reinstating the match, Hewitt Associates found. In fact, 80% of companies that suspended or reduced their company match are planning to restore it this year.
February 8 -
BNY Mellon is hosting a web seminar for senior-level mutual fund executives on Wednesday at 1 p.m. on the impact of the new money fund rule changes from the Securities and Exchange Commission.
February 8
