Subject Root Tag

SmartAsset tracked “organic” growth to see which advisor firms added the most clients and AUM over the past three years.

The bill, which would tax unrealized gains, is not part of the tax and climate deal announced earlier this week.

Senator Joe Manchin and Majority Leader Chuck Schumer have struck a deal on a tax, energy and climate bill, breaking a deadlock on the Democrats’ long-sought legislation to enact major parts of President Joe Biden’s agenda.

Following another strong quarter for wealth management, here's what Goldman Sachs will do next in its hunt for the almost wealthy, and why it matters.

CEO Jim Cracchiolo views incoming advisors as “a continued good opportunity” for the firm, he told analysts on an earnings call.

The CFP exam is no cakewalk. Here are practical tips from the pros on how to clear the career hurdle.

A Mexican-American couple who sought safety and diversification north of the border say they found fraud, negligent supervision and concealment.

As the Federal Reserve implemented its second 0.75% rate hike in two months, the chair said the system is able to withstand any financial stability risks that rising rates might create. 

After Bernie Madoff's infamous Ponzi scheme, Congress formed a whistleblower program to prevent future scams. Now critics say the program itself has become "secretive and out of control."

Students who complete the new master's program at NYU and pass the CFP exam can become CFP certified.

The SEC is issuing stark warnings about the funds, even though it approved them for investors.

New research from Moody’s Analytics finds that the number of ESG-related controversies is on the rise.

The long-term effects of harvesting losses can sometimes be worse for the client than doing nothing.

When an elderly person is scammed, a new study shows, many Americans blame the victim. Advisors can help break that habit.

Traders are splurging on “complex” ETFs to ride out the crushing bear market across assets.

Rising inflation and heightened market volatility have many clients rethinking risk tolerance.

Let them know how — and how hard — you are working to secure their financial goals amid volatile markets.

Lower advisory assets and regulatory matters combined to offset the wirehouse’s rising interest revenue in the second quarter.

Stock market woes are depressing earnings for advisors who charge on client assets, but the pass-through benefit and a health insurance deduction can alleviate a lot of the pain.

Alongside other firms recently disclosing major regulatory cases, the Swiss bank is cooperating with an investigation by the SEC and CFTC.