C-suite

Mark Wiseman, global head of active equities and frontrunner to succeed CEO Larry Fink, said he failed to disclose a consensual relationship with a colleague.

The IBD with 8,000 advisors had been without a permanent chief executive since Robert Moore’s departure in March.

Scott Powell will oversee the bank’s relations with regulators as it seeks to shed a Federal Reserve-imposed asset cap.

The Kansas City Royals unveiled an investor group that includes the Creative Planning president and other prominent hometown fans.

Among immediate changes, Tim Hockey resigned as chief executive of TD. Here's what else advisors can expect.

The firm hasn’t made any decisions about advisor retention bonuses, but some top shareholders will earn tens of millions of dollars once the deal closes.

Allen Parker led Wells Fargo during its six-month search for a new chief executive officer.

The hiring marks Charlie Scharf’s first major leadership appointment since he took over the embattled bank last month.

Many larger firms have found this investment has raised the quality of service for their clients. But what if you're a small firm?

The move comes amid years of mediocre returns posted by hedge funds, prompting investors to pull money and demand lower fees.

Sergio Ermotti is under pressure to lift a stock that has trailed peers for a year.

Scandals and frayed relations with much of Washington have dragged on the stock for more than three years.

The Iowa Public Employees’ Retirement System is yanking the $386 million it has invested after the billionaire made vulgar comments at an industry conference.

The country’s biggest RIA has already lost nearly $1 billion after its founder made inappropriate comments.

The decommissioning of redundant measures outweighed the creation of new benchmarks, according to a new report from the Index Industry Association.

Inspired by the founder’s unique vision, this journalist leaped to the business side.

The organization is focusing its efforts on diversity, technology and creative product development in 2020, says Jim Fitzpatrick, president and CEO of the group.

Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.

“We need someone with a deep understanding of BlackRock, our business and, above all, our culture,” CEO Larry Fink wrote in a memo.

Among the honors this year by NICSA are awards for operational excellence, and advances in product development and technology.