Capital markets

“If you’re not given an avenue to prove yourself, then effort and skill set will only go so far,” Shannon Saccocia says.

One thing that excites Dana D’Auria about the industry right now is factor investing, which helped draw her to Symmetry Partners 12 years ago.

Banks such as UBS aim to offer money managers refuge from jittery markets by combining bonds with more exotic options.

As a senior research analyst at Robo Global, Lisa Chai helps manage a portfolio of index funds with a focus on robotics, automation and AI-related companies.

An inside look at which firms are attracting assets and advisors.

Many of those selected have focused their careers on helping women thrive in an industry where nearly 90% of the managers are men.

After his big score with Banyan Partners four years ago, the dealmaker faces a much more competitive market.

Aside from being some of the strongest overall industry performers, many have helped their peers thrive in a business in which they are a clear minority.

The firm’s investment in Beacon Platform will be used to deliver quantitative research tools to its 240 portfolio managers globally.

The investment gives the world’s largest asset manager a focus on small-time investors.

Most say they’d still consider investing even if they discovered issues with sexual harassment.

The no-nonsense CEO fields rapid-fire questions on everything from Amazon's interest in financial services to how the SEC is handling the fiduciary rule

It’s largely hedge funds that have been bailing out while equity and bond fund managers have remained on the sidelines.

The active manager plans to launch his new firm in June with former Franklin Templeton colleagues.

“Securities that offer souped-up returns are just too dangerous,” says Executive Vice President Jim Ross.

The private equity-backed IBD is "very appealing to advisors in that larger independent setting," its top recruiter says.

A new tool from the firm allows clients to analyze 2,400 equity-mutual funds and ETFs through the lens of factors.

Discontent has been building in the mega-cap tech sector as Facebook faces growing scrutiny after the company's recent user-data controversy.

A compliance manager from the firm was also injured in the attack, according to Canadian media reports.

The fresh funding demonstrates the support behind the concept of simple apps that help consumers save and invest.