Compensation
Compensation
-
One of the major provisions of proposed legislation would require 401(k) plans to offer annuities so participants could create new income streams.
December 19 -
The custodian says as it rebuilds for a digital era, hiring technologists is a top priority.
December 19 -
The No. 1 IBD’s advisory AUM flows show results from the company’s efforts to reward advisors for choosing its custody instead of outside firms.
December 19 -
The biggest QCD question is whether it will be effective for a check not cashed by year’s end?
December 18 -
The average woman will work 12 fewer years than a man, according to one expert. There’s a “slew of issues” around this topic.
December 18 -
The new hires came at the expense of Merrill Lynch, Morgan Stanley, UBS and Hilliard Lyons.
December 18 -
The firm is led by ex-wirehouse executives aiming to recruit large wirehouse teams.
December 18 -
The Trump tax cut may have changed the calculus for some couples filing joint returns.
December 18 -
Despite Social Security's financial woes, the revenue shortfall can be easily fixed, say experts at Boston College Center for Retirement Research. But it will only go so far in paying for living expenses.
December 17 -
The 50 largest teams and OSJs to change their affiliations show both the threat to incumbent firms posed by RIAs and the scale afforded by acquisitions.
December 17 -
-
Some advisors have been hunting for a better personal retirement strategy.
December 15 -
Failing to take the mandatory distribution on time may push retirees to a higher tax bracket.
December 14 -
The following tips may help clients minimize their liability.
December 14 -
The following 17 teams oversaw about $75 billion in assets. The firms ending the year with prize recruits include a diverse cast: regional BDs, wirehouses, boutiques and RIAs.
December 14 -
Too many planners are serving too few clients, Dynasty’s chairman argues.
December 14 -
The wirehouse has experienced rapid growth in advisor productivity, executives say.
December 13 -
The firm has been looking to its wirehouse competitors for new hires throughout the year.
December 13 -
Evan Guido is looking to partner more closely with CPAs.
December 13 -
Seniors should not only have a financial plan in place, but activities to keep them preoccupied.
December 13

















