Compensation
Compensation
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An aging advisor base, continuing consolidation in M&A deals and shrinking organic growth are causing teams to consider changes, J.D. Power said.
July 10 -
Firms that haven't been afraid of generous recruiting offers have shown the greatest growth in recent years.
July 8 -
The National Association of Treasurers launched a new tool that allows individuals to compare the features of different states' ABLE programs.
July 2 -
Huntington Investment Company is accusing a former advisor of resigning with no advance notice and then using confidential information to drum business from ex-clients.
July 2 -
An innovative nonprofit's grant program enlists pro bono financial planners in an effort to keep longtime residents in place in a gentrifying area.
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CHIP founder and CEO Dana Wilson originally created the platform as a directory of financial professionals of color. Now, Wilson wants to use the platform to address the racial wealth gap.
June 27 -
The many ways of measuring success in the West End of St. Louis could add up to policy solutions for narrowing the racial wealth gap — if the Invest STL Rooted program is successful.
June 26 -
The news on retirement isn't all bad. Last year Americans saved more in their 401(k)s than ever before, according to new research from Vanguard.
June 25 -
In a panel, four financial advisors and executives shared why the field remains a difficult environment and what the profession can do to change its reputation.
June 25 -
LPL accuses its rival of hindering "competition in the financial services space" through its "cynical" attempts at frightening advisors into staying put.
June 25 -
Amid the painful backdrop of history and the scale of the present-day challenges, pro bono financial advisors are focusing on their clients.
June 25 -
The Atlanta-based independent broker-dealer thinks some advisors will always feel ill at ease at big firms that keep getting bigger. That's where it sees its opportunity.
June 24 -
Many plan participants told the U.S. Government Accountability Office they didn't understand their four main options — or the potential tax consequences.
June 24 -
The Invest STL Rooted program provides longtime residents with grants and financial planning. Here's why its success could be crucial to building wealth in communities nationwide.
June 24 -
Notice 2024-55 from the IRS explains exceptions to the additional tax for certain emergencies, and for victims of domestic abuse.
June 21 -
The trailblazers who have found success in challenging circumstances shared key lessons and best practices as part of what will become an annual event.
June 20 -
Financial advisors can create welcoming spaces, understand family structures, be thorough with paperwork and maximize savings.
June 20 -
An industry recruiter notes that many wealth managers who switch firms receive money from their new employer to cover forfeited deferred compensation.
June 18 -
The payout of nearly $20 million reflects the mixed status of Black representation among financial advisors at the largest wealth management firms.
June 14 -
These issues loom especially large for the LGBTQ client base, which is the focus of a new national initiative launched by financial advisors, lawyers and other professionals.
June 13



















