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One of the recruits oversaw nearly $210 million in AUM and had $1 million in annual production before making the move.
May 26 -
Closely tracking the ETF market for Windhaven Investment Management, Linda Zhang is excited at the potential for overall ETF growth.
May 26 -
Martha B. Willis and her team have introduced over 17 new products across OppenheimerFunds and integrated the offerings of SteelPath, an energy-focused investment company and recent acquisition.
May 26 -
According to a survey of these elite leaders, wealth managers are leaving for more intimate work environments, and more will be making a move.
May 26 -
To earn success, says Sharmin Mossavar-Rahmani, the chief investment officer of Goldman Sachs' Private Wealth Management Group, do whatever it takes to become the best at what you do.
May 22 -
Johnny Dawson explains how the values he learned while serving his country guide the way he serves clients today.
May 22 -
Women can gain leadership roles in asset management by having a voice, says Kim Mustin, the head of North American distribution at BNY Mellon Investment Management.
May 22 -
Martha King is proud of how far Vanguard's financial advisory division has come since the mutual fund giant launched its first ETF 13 years ago.
May 22 -
Wealth management firms are fighting negative perceptions to recruit college students and other millennials to the business.
May 22 -
The industry takes on the challenge of mentoring young recruits by focusing on the senior wealth managers who guide them.
May 21 -
Michelle Mikos, the ETF business development director at Invesco Powershares, helped co-found Women in ETFs, a group dedicated to supporting women in the asset management industry.
May 21 -
Women must remain curious, have courage and bring confidence to the workplace in order to find and ensure success, says Maureen Leary-Jago, senior global advisor at MFS Investment Management.
May 21 -
As president of Chicago-based Ariel Investments, Mellody Hobson has dedicated herself to acting as an advocate of financial literacy and investor education.
May 21 -
Summit Financial, based in Westlake Village, Calif., is a primarily fee-based RIA offering clients investment management, insurance and retirement planning, says Triad, which offers advisory firms both a broker-dealer and a fee-based RIA multi-custodial platform.
May 21 -
A group with $4 million in production moved between the wirehouses, saying it wanted access to the banking and lending capabilities at Bank of America.
May 20 -
The former Southwest Securities team had overseen $225 million in assets at the time of their departure.
May 20 -
Carla Harris's message to women hoping to rise up in their fields: be true to who you are. Another: "If you consider yourself a leader in the 21st century you must be comfortable taking risk."
May 20 -
Mary Erodes has helped J.P. Morgan - with $230 billion in fund assets, excluding money market funds - to stand out in its ability to bring in assets, particularly to equity funds at times when other firms saw outflows.
May 20 -
Helping other professional women learn how to network and connect is a personal mission of Marie E. Dzanis, the senior vice president, head of funds and intermediary distribution at Northern Trust Asset Management.
May 20 -
Three bank breakaways join two former colleagues who started the independent firm Standard Investment Advisors last year.
May 20


















