-
When Debra Wetherby started her investment advisory firm in 1990, she was 32, just married and had less than $50,000 of capital.
December 3 -
Merrill Lynch lost a group of advisors managing $535 million in assets to Raymond James & Associates.
December 2 -
2 advisor teams, Foran Financial Group and Sweatt & Walters, leave for Raymond James Financial Services.
December 1 -
Our Top 50 list isn't just a consideration of who has the highest assets under management. Instead, we strive to show the well-rounded advisors who excel in all aspects of the job.
December 1 -
We caught up with our No. 1 advisor from 10 years ago, Denise White, and talked about the twists and turns her career has taken.
November 28 -
Robert Shick, Baird branch manager, explains how a cancer diagnosis changed his life. "I have received so much more than I could ever give."
November 28 -
A Merrill Lynch advisor has left the wirehouse to join UBS Private Wealth Management.
November 24 -
Advisors from Morgan Stanley, with combined assets of more than $387 million, made the move to Merrill Lynch.
November 21 -
Advisors from Merrill Lynch and Wells Fargo were elected to IMCA's board of directors.
November 20 -
Stifel Financial hired a new branch manager who previously worked for Merrill Lynch.
November 20 -
A Morgan Stanley branch manager left the wirehouse to join Raymond James & Associates and help with the firm's expansion plans.
November 18 -
A FINRA arbitration panel ordered an ex-Merrill Lynch advisor to pay his former employer more than $400,000 in damages.
November 18 -
The wirehouse said it scooped up two advisors from rivals Raymond James and J.P. Morgan.
November 18 -
Two advisors have left J.P. Morgan Private Bank to join Barclays' wealth management division in Palm Beach, Fla.
November 18 -
Raymond James & Associates lured away one advisor who generated $2 million in production.
November 17 -
RBC Wealth Management-U.S. grabbed a trio of financial advisors generating $1.8 million in annual revenue from Oppenheimer & Co.
November 14 -
Raymond James & Associates has recruited financial advisors from RBC and TD Ameritrade, including one with $100 million in AUM.
November 13 -
"There's not one thing [RCS] is not willing to look at," CEO Michael Weil said in response to a Wall Street analyst's question about breaking the company apart.
November 13 -
John Leto, former regional wealth leader for the firm's metro New York region, will lead the sales and support functions of TD Wealth Private Client Group.
November 13 -
Frank Campanale, CEO of Lebenthal Wealth Advisors and a former executive at Smith Barney, spells out the key elements in firm's growth plans and recruiting strategy: brand, equity stakes and passion.
November 6








