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Community Capital Management is expanding its northeastern presence with a new hire and a new office.
April 16 -
Doug Heding joined the Private Client Reserve as a private banking officer in Milwaukee; Kenan Aksoz joined as a wealth management consultant in Minneapolis.
April 16 -
While some men and women have left New York for a better life in Florida, there are other areas that are beginning to attract the financial community.
April 15
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Vanguard is shaking up its government relations office.
April 15 -
Horizons ETFs Management (USA), a subsidiary of Seoul, Korea-based Mirae Asset Global Investments Co. has appointed Joe Cunningham as Head of Capital Markets for Horizons USA.
April 11 -
Mary Jo White was sworn in this morning as the 31st Chair of the Securities and Exchange Commission.
April 10 -
Putnam Investments has added three new DCIO Investment Specialists to bolster its sales effort in the 401(k) market.
April 10 -
Russell Investments has appointed Andrew Scherer as director of defined contribution, intermediary distribution for the firms U.S. advisor-sold business, which sells mutual funds and other multi-asset products to DC recordkeeping platforms, retirement plan sponsors and retirement plan advisors.
April 10 -
Jonathan Gabriel, the former COO of MDS Bankmart, once the largest third-party marketing firm for banks, has joined Kehrer Saltzman & Associates as a senior associate.
April 10 -
OppenheimerFunds has named Mark Hamilton chief investment officer, Asset Allocation, effective April 8.
April 9 -
Janus Capital Group has appointed Enrique Chang chief investment officer of equities and asset allocation.
April 9 -
Its official: The Senate on Monday confirmed former federal prosecutor Mary Jo White as the new head of the Securities and Exchange Commission, Reuter reports.
April 8 -
Mirae Asset Global Investments (USA) has added three hires to its sales and distribution team.
April 8 -
Ultimus Fund Solutions has added David Carson to its senior management team as Director of Client Strategies to manage the series trust product line
April 8 -
Rafferty Asset Management, advisor to Direxion Funds and Direxion Shares, has hired a chief operating officer and president.
April 8 -
Bill Gross' PIMCO Total Return Fund (PTTRX), the world's largest mutual fund, attracted $32 million in investor deposits in March, the lowest amount since December 2011.
April 6 -
UBS Financial Services has picked up three financial advisors from Morgan Stanley in Arizona and Indiana who managed $467 million in client assets.
April 5 -
Curian Capital has added Gabriel Burstein as head of the Investment Strategy group.
April 4 -
Los Angeles-based Causeway Capital Management has named Foster Corwith and Alessandro Valentini as portfolio managers. Corwith and Valentini will join Causeway's six current fundamental portfolio managers in managing client portfolios on a team basis.
April 4 -
Legg Mason has announced a series of executive appointments and departures following the hiring of Joseph Sullivan as its president and chief executive officer.
April 3

