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It takes a team to serve small business clients - so make sure you know how to be a strong quarterback.
April 1 -
Manulife Asset Management has expanded its equity investing capabilities.
March 28 -
Northern Lights Distributors has appointed Brian Nielsen as chief executive officer and Bill Wostoupal as president, effective immediately.
March 27 -
Brian T. Moynihan, who endured record losses and public thrashings while cleaning up Bank of America Corp.s mortgage mess, said he wouldnt mind being chief executive officer of the lender forever.
March 27 -
American Century Investments has named Joseph Schultz as Head of Intermediary Sales, responsible for the firms field and internal sales businesses, including wirehouses, regional and independent advisors, registered investment advisors, insurance company advisors and broker-dealer key account management.
March 27 -
Kasina has hired Mike Sullivan as its Vice President of Sales.
March 26 -
Franklin Templeton Investments has appointed Robert Richardson as senior vice president and North America spokesperson for the company's North America Advisory Services business, including the U.S. and Canada.
March 26 -
Manulife Asset Management has expanded its equity capabilities.
March 26 -
Salient Partners, a $17.4 billion asset management firm, has appointed Rusty Guinn and Todd Centurino, as Directors of Investments.
March 26 -
Michael Cabanas, a former managing director at Fiduciary Trust International, will be responsible for sales in the firms Southeast US region.
March 25 -
A team of former TCW Group equities analysts have joined DoubleLine Capital portfolio managers Husam Nazer and Brendt Stallings managing the DoubleLine Equity LP investment strategies.
March 25 -
Collaboration between the Division of Enforcement and the Office of Compliance Inspections and Examinations at the Securities and Exchange Commission "really is very seamless," according to OCIE director Carlo V. di Florio.
March 22 -
American Century Investments has added Radu Gabudean to the portfolio management team, responsible for the firms multiple asset allocation strategies.
March 22 -
Hartford Funds has named Eric Levinson senior national account manager, responsible for developing and strengthening the relationships with Hartford Funds' largest broker dealer clients and coordinating relationship management with sales, marketing, product and operations.
March 22 -
ICI Global has hired Elizabeth Todd as Director of Global Legal Affairs. Todd hails from the Financial Services Authority, where she was the Alternative Investment Funds Management Directive policy lead on the investment funds team.
March 22 -
Sentinel Investments has promoted three of its portfolio managers.
March 21 -
Heather Borelli, a former senior associate of Abbot Downing, will provide clients of the banks Private Client Reserve unit with integrated investment services.
March 21 -
A Financial Industry Regulatory Authority arbitration panels rejection of compensatory damages requests from both Morgan Stanley and one of its former brokers is the latest example of how deals for sign on bonuses can sour when a new position does not work out.
March 20 -
Grandeur Peak Global Advisors is growing.
March 19 -
Sentinel Investments has hired Jason Ronovech, as lead portfolio manager of both the Sentinel Small Company Fund (SAGWX) and Sentinel Mid Cap Fund (SNTNX).
March 19

