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Each member of the four-person team is under 40 years old and they have a combined 40 years of professional experience.
August 20 -
Here's what you missed this week in wealth management.
August 13 -
Steven Black was a board member of BNY Mellon when Wells CEO Charlie Scharf led the trust bank. He will become Wells Fargo’s fifth chairman in five years.
August 10 -
New role will oversee leaders and businesses of Wells Fargo Advisors Financial Network (FiNet), First Clearing, and the Registered Investment Advisor (RIA) custody business.
August 5 -
David LaValle, former chief executive officer of custom index provider Alerian, will drive the effort to convert the $25 billion Grayscale Bitcoin Trust into an exchange-traded fund.
August 4 -
Financial advisor Alan Kodama’s team aligned with the No. 1 IBD as it reeled in $35 billion in recruited client assets in the second quarter.
August 2 -
A roundup of this week's news includes advisors on the move, new hires and SEC enforcement.
August 2 -
At least 10 senior bankers and numerous junior employees across the world’s largest wealth management market have left.
July 30 -
The TAMP has also created a new chief digital officer role to oversee improvements to the firm’s technology infrastructure.
July 29 -
The report gathered data from 750 high net worth investors and 200 financial advisors.
July 28 -
A roundup of this week's news includes advisors on the move, new hires
July 23 -
Philadelphia-based Janney Montgomery Scott added three teams from Wells Fargo and Merrill Lynch across two states managing $1.4 billion in client assets.
July 22 -
Here's what you missed this week in wealth management.
July 16 -
Raymond James’ advisor employee headcount has remained relatively flat over the last five quarters, while its 1099 channel saw an increase of 3% over the same time period, according to the company’s latest earnings report.
July 14 -
Banks and other institutions are driving significant recruiting moves while aiming to convince more members and clients to sign up for financial advice.
July 13 -
The head of Ark Investment Management will assist fintech platform Tifin as the company’s subsidiary Magnifi introduces commission-free brokerage services.
July 13 -
Michele Dillon, a 30-year veteran of wealth management, started in April
July 12 -
Bradley Bruce, a 30-year veteran, brings the 8th Texas group the firm has added.
July 2 -
The giant wealth manager is re-hitting its stride after its best quarterly net gain in advisors in at least two years.
June 28 -
Here's what you missed in wealth management.
June 26






















