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The Securities and Exchange Commission announced that Robert J. Keyes has been named Associate Regional Director and Chief of Regional Office Operations in the agency's New York Regional Office.
April 7 -
The Securities and Exchange Commission has named Kathleen Griffin as the agency's first chief compliance officer in an ongoing effort to strengthen its internal compliance program.
April 7 -
After about nine months on the job, AIG's CEO says he's not yet ready to return to his retirement. Robert Benmosche, AIG, Edward Liddy, ALICO, AIA Group
April 7 -
Grady's appointment is the latest effort by Moelis & Co. to expand its financial institutions group
April 6 -
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A new president at Penn Mutual, executive changes at Merrill Lynch, and more.
April 1 -
Firm's global fixed income group now includes over 450 professionals
April 1 -
As IMCA hires MacKenzie from the FPA, the latter looks forward to more advisor-focused collaborations.
March 29 -
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New role has Utendahl working as liaison between dealmakers and client company CEOs
March 29 -
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Summit Financial plans an aggressive hiring spree, executive changes are afoot at Beacon Wealth Management, a new deputy director at IMCA, and more.
March 25 -
The Chicago-based executive search firm, which has a roster of real estate investment trusts, real estate managers and private equity managers, wants to expand to offer services to asset and wealth management firms.
March 25 -
The former New Jersey governor and Goldman Sachs chairman was named CEO of the New York brokerage company, which aspires to become a primary dealer.
March 23 -
In the never-ending game of musical chairs, wirehouses recruit from each other, and from UBS.
March 23 -
Eichelberger hired as trusts and estates partner at Fulbright & Jaworski
March 23 -
By hiring Citigroup veteran Steven Freilberg as its chief executive officer, E-Trade Financial Corp. has sent a strong message to the industry: We arent for sale.
March 23 -
Move comes ahead of joint venture with Morgan Stanley Japan
March 23 -
The New York company hired John B. Howard as a senior vice president and chief financial officer.
March 22 -
