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Minerva takes over as chief operating officer at UBS and other executive changes in wealth management this week.
March 11 -
He will improve critical communications between the firm and its advisor clients, according to observers.
March 8 -
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The changes mark the latest move by Robert McCann, the head of UBS Wealth Management Americas.
March 5 -
Jeffrey M. Bagley, the newly appointed vice president of portfolio management and a senior research analyst at Haverford, takes a generalist approach that will serve him well in his new post.
March 4 -
The Securities and Exchange Commission is expanding its New York office staff of 360 people by 33, or nearly 9%, in an effort to better regulate hedge funds and brokerages. The SEC will hire 18 additional people in enforcement and 15 in examinations.
March 3 -
Merrill Lynch veteran Tom Isaacs is still waiting to see if Merrill will enforce a 60-day leave clause.
March 2 -
Citigroup has hired Sanjiv Sawhney as global head of fund services, a new position. He was previously head of fund services operations at JP Morgan and is returning to Citi, where he began his career and served for 15 years.
March 2 -
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A chat with the new CEO at Raymond James Financial, plus other executive changes.
February 25 -
The Delaware company has added 18 wealth managers in the region in the past five months and wants to continue to expand organically.
February 25 -
Financial planning will be a core part of Doeren Mayhew's business model.
February 24 -
Executive stepping down as chief legal officer.
February 24 -
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A look at Cantor Fitzgerald's new investment advisory business, and new executives at Citigroup and The Hartford.
February 18 -
Christopher Swift had been the vice chairman and chief financial officer at American International Group's American Life Insurance Co.
February 18 -
Donofrio will continue to work with Saggurti and Rubinoff, who will lead global investment banking
February 18 -
Baird lured eight advisors from Morgan Stanley's Lynchburg, Va., branch.
February 17 -
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UBS Wealth Management Americas reported net asset outflows of $11.2 billion in the fourth quarter as the division struggled to regain its footing in the competitive U.S. market. UBS blamed the outflows on advisers leaving the firm and taking clients with them as well as limited recruiting of experienced advisers.
February 11
