Data and information management

The chairman looks to finalize Reg BI while issuing warnings for advisors on cybersecurity, Brexit and Libor transition.

To move from focusing on pushing products to helping clients, firms need to aggregate and collect more data.

Data aggregators provide big advantages for RIAs, but criticism is mounting.

Should it be custodians? Or the clients themselves? Bob Veres picks a side.

As threats increase, the need for the wealth management business to safeguard clients, portfolios and industry has never been greater.

You must not overlook important cybersecurity protocols for protecting your email.

Artificial intelligence is among three themes rapidly shaping development of advisor technology, said firms gathered at the T3 Enterprise conference.

It is not uncommon for asset managers to view these three functions as separate and distinct units with entirely different missions and goals.

The firm is the first to be censured for violating the Identify Theft Red Flags rule.

The company is bridging its bank and wirehouse through training programs, compensation plans and technology investments

Charles Schwab's new chief of advisor technology says custodians are overlooking these basics. Also, what's needed to make big data work.

Early adopters of artificial intelligence are expecting substantial increases in profitability, according to a new survey.