Data and information management

By offering specialized tax planning and retirement tools, this software has carved out a niche for itself for advisories with clients who have less than $2 million in liquid assets.

A collaborative approach aided by software has resulted in a noticeable increase in our client engagement.

FINRA fines Lincoln Financial Securities for foreign hack attack.

The custodian's CTO Tim Heier said it has no intentions to sell the data or information it gathers.

Prosecutors served a warrant seeking names of employees who opened unauthorized accounts, as well as the bank’s fee structure and a calculation of losses suffered by affected customers.

It's a planner's worst nightmare. Here's what to do when client data is compromised by a cyberattack.

New regulatory demands force platform providers to either build additional capabilities or acquire successful companies, analysts say.

This unit is a critical gatekeeper and value-add for your clients, particularly high-net-worth ones.

Yahoo says no bank account or card data has been compromised in its massive data breach. Yet hackers could use their ill-gotten personal information about customers to mess with bank accounts.

Data can be used to show clients in real time how big purchases undermine their portfolio planning. If my adviser had such access, would I still book that trip to Cuba?

When advisers blend behavioral finance approaches with data insights, it makes them even more valuable.

Regulators should step up their inspections of digital advisers as these tools surge in popularity, the firm said.

Kavout and qplum claim their technology and founding teams set them apart from competition in the space.

Banks are creating tech to do chores previously performed by people in operations, wealth management, algorithmic trading and risk management.

Ways to interconnect technologies may be limitless. But advisers and advisory firms will demand more, as their clients demand more.

The company’s survival may depend on a continuing security awareness training program.