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The funds allegedly paid for summer camp fees and a 1976 Corvette.
July 25
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Some of the proceeds went to commission a song with the lyrics: “Pop champagne in L.A., New York to Florida; buy another bottle just to spray it all over ya,” says the SEC.
June 19
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The regulator obtained an emergency asset freeze against the advisor.
June 14
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The advisor told the client that she could pre-pay her advisory account fees at a discount by writing him a $7,400 check, FINRA claimed.
June 14
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The broker used the funds to pay his mortgage, FINRA claimed.
June 6 -
The fraudulent investments advertised guaranteed returns of up to 8% annually, the regulator says.
June 1
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Howard Price III used the funds to make purchases at clubs, bars and restaurants, say regulators.
May 31
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Dean Mustaphalli "deceived the clients that trusted him," New York Attorney General Barbara Underwood said.
May 30
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Former advisor Paul Marshall's prison term "will be little solace to the dozen victims who lost their life savings due to his greed and callous concern for their well-being,” the FBI says.
May 11
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Clients thought they were investing in real estate developments that would be flipped for profit.
May 10
