-
The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.
August 14 -
Craig Findley once helped oversee a 36-member team that managed more than $6 billion.
June 27 -
The firm calls the lawsuit's claims "baseless."
June 6 -
An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?
April 29 -
The firm’s fixed income and currencies trading unit head is among the high-profile executives to leave, according to people familiar with the matter.
April 8 -
There are no “alternative facts” in the law, just truth, opinion and lies. Two you can’t sue for. And the third? Well, brokerages are very careful with their words.
January 7 -
The broker is the fifth advisor this month to part ways with Raymond James.
November 15 -
The broker is part of a wave of new hires at the regional brokerage firm.
November 13 -
The developing spat pits two RIA titans and former business partners against one another.
October 30 -
The relationship disintegrated because of a dispute about where to best place client trades.
October 17