Employee terminations

Firms have only six weeks to find a replacement technology platform.

The firm said in a post on Twitter that it "has zero tolerance for racism and discrimination of any kind."

The independent firm is pursuing an ambitious agenda, but will do so without a pair of former divisional presidents.

It took Credit Suisse’s chairman 19 meetings to woo Tidjane Thiam and one board meeting to say goodbye.

“We saw a deterioration in terms of trust, reputation and credibility among all our stakeholders,“ Urs Rohner said

There are indications that the bank may be looking to expand its toehold in the U.S. wealth management market after abandoning it in 2016.

The arbitrators based their ruling “on the defamatory nature of the information.”

When an unusual recruiting deal between Credit Suisse and Wells Fargo went awry, years of broker frustration, severe attrition and litigation followed. Also at stake: Up to $245 million in back pay.

Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.

“Impacted positions span all staffing grades, as well as organizations and locations across the company," the company says.

The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.

Craig Findley once helped oversee a 36-member team that managed more than $6 billion.

The firm calls the lawsuit's claims "baseless."

An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?

The firm’s fixed income and currencies trading unit head is among the high-profile executives to leave, according to people familiar with the matter.

There are no “alternative facts” in the law, just truth, opinion and lies. Two you can’t sue for. And the third? Well, brokerages are very careful with their words.

The broker is the fifth advisor this month to part ways with Raymond James.

The broker is part of a wave of new hires at the regional brokerage firm.

The developing spat pits two RIA titans and former business partners against one another.

The relationship disintegrated because of a dispute about where to best place client trades.