Equities

A survey from the FINRA Foundation and CFA Institute finds that cryptocurrency and individual stocks remain popular with the younger crowd.

Despite market jitters over a U.S. debt default, investors are roaring into U.S. equities.

The banking giant plans to put all asset managers through training in Python programming language, whether they 'like it or not.'

A bill before Congress would let planners with certain securities licenses place clients' money in private markets regardless of their income or net worth.

Representatives of the industry argue the changes would fall particularly hard on planners who are authorized to make trades on behalf of clients.

Lawyers for the popular brokerage service argue that federal regulators have resisted the use of a single conduct standard to preserve investor choice.

Investors who fled equities during last year's rout have not benefited from subsequent recovery.

FINRA and NORC survey results suggest the flood of new investors hasn't slowed since the pandemic, and many of them are coming for digital assets.

More than $12.6 billion flows into equity exchange-traded funds in April, the most since January.

The regulator's latest staff bulletin also calls on planners at hybrid firms to always be clear about if they're wearing their broker or advisor hat.

Regulators accused the investment tech company of costing customers millions of dollars by not reducing their capital gains liability.

Researchers find that performance expectations are highest among people who invest in environmental, social and governance causes for moral reasons.

The Wall Street regulator's sweeping proposal would affect everything from brokerage fees to how stock prices are quoted.

The stalwart allocation has a logic to it, but its simplicity hides two significant problems.

A proposed amendment to the Investment Advisers Act would require planners to vet third-party custodians before entrusting them with clients' cryptocurrency, real estate or other alternative investments.

Analysts from Dimensional, Dynasty and eToro say the worries about a recession have yet to come to fruition in 2023.

Portfolio reviews and retirement contributions are at the top of to-do lists of Morningstar, AARP and industry groups.

Government watchdogs propose more oversight amid collapse of crypto and falling markets.

The Wall Street regulator's Regulation Best Execution would require firms to go to extra lengths to ensure they're getting the best deals for customers.

As interest rates rose and stocks fell over the summer, Americans saw their wealth decline.