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Regulators are likley to enter into dialogue with industry about the best way to proceed.
October 16 -
The Securities and Exchange Commission has been ordered by a court to explain its reasons for rejecting an application for a crypto-based exchange-traded fund. It's about time.
October 11
Castle Funds -
The closings underscore shifting fortunes for sustainable investing as returns disappoint investors and anti-ESG rhetoric persists
September 21 -
The move disappointed advocates just days after a court ruling viewed by many as clearing a path for the long-awaited product.
September 1 -
JPMorgan, which accounted for 9% of overall ETF flows in 2023 so far, is eyeing Blackrock's ETF throne.
July 27 -
Five new filings follow the financial giant's move back into the asset class earlier this year after decades without a presence.
July 25 -
Innovator Equity Defined Protection ETF offers guarantee against losses but also places limit on gains.
July 19 -
Allocations remained steady in one while dropping significantly in the other last year, according to a new study by Advyzon.
July 14 -
The giant asset manager and its rivals like Vanguard and Schwab are all benefiting from offering advisors funds bundled into ready-made strategies.
July 11 -
From new rules for 529 plans to the best- and worst-performing funds of the past 10 years, here are the tax stories that have resonated the most with financial advisors.
June 13 -
A survey from the FINRA Foundation and CFA Institute finds that cryptocurrency and individual stocks remain popular with the younger crowd.
May 24 -
The banking giant plans to put all asset managers through training in Python programming language, whether they 'like it or not.'
May 22 -
The expiration could be a minor footnote in history, or a pivotal moment for fund managers looking for a fresh edge in a cutthroat market.
May 17 -
The firm and an advisor kept clients in leveraged funds for extended periods, even though they were often meant to be held for a single day.
May 5 -
Leaning into the technique and the technology that enables it at scale can differentiate a practice while driving better clients outcomes.
April 28
Altruist -
More than $12.6 billion flows into equity exchange-traded funds in April, the most since January.
April 24 -
A new Morningstar report says that tax benefits outstrip the appeal of creating and owning a bespoke basket of stocks.
April 7 -
Exchange-traded funds focus on natural gas and technology did horribly last year, but they're still drawing in new money.
April 4 -
Taxable bond exchange-traded funds have drawn floods of cash ever since two banks collapsed in March and deepened fears of an economic downturn.
April 4 -
The active ETF firm's managing partner talks about the potential for options-based strategies in times when stocks and bonds are plunging.
March 23
















