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Come forward now or face penalties later, the regulator is warning advisors who failed to disclose conflicts of interest around high-cost mutual fund share classes.
February 13 -
Mark Mobius will step down after more than three decades with the firm.
February 13 -
Thanks to differentiated bets on stocks, equity mutual funds beat benchmarks across the board.
February 13 -
Underlying strategies make them more tax-efficient than actively managed mutual funds, an expert says.
February 13 -
Data reported by the Investment Company Institute.
February 12 -
The firm says it has moved away from the products after an implosion of a vast array of arcane bets against stock market volatility.
February 12 -
Cloud-based platforms may pose a disruptive threat to asset managers and custodians offering fixed-income products.
February 9 -
The proliferation of esoteric funds not easily understood by retail investors has created greater potential for damage.
February 8 -
The last time the industry’s largest ETF experienced redemptions close to this pace was before the financial crisis.
February 7 -
Credit Suisse said it will liquidate an ETP, effectively wiping out a fund whose market value topped $2 billion just three weeks ago.
February 6 -
The largest ETFs that track the two asset classes posted about $3.1 billion of withdrawals last week.
February 5 -
The products exceeded their previous monthly flows record by nearly 30%.
February 2 -
U.S. Bancorp is reviewing whether it will remain a custodian after the fund went from buying Latin American real estate to cannabis producers.
January 31 -
The strategy draws investor interest again, mostly on the strength of fixed income.
January 30 -
The bank’s asset management business merged teams overseeing fundamental U.S. equity value and growth strategies.
January 30 -
Investors are starting to take money out of their 401(k) accounts—despite taxes and penalties involved—assuming it will be replaced as markets continue to surge upward.
January 29 -
ETF Managers Group accused the exchange of favoring interests in a competing product.
January 29 -
The regulator asked sponsors to hold off on registering funds investing in the currencies. Here’s why.
January 26
Cipperman Compliance Services -
The increase comes after a 2% to 4% cut in 2016 when the firm reported its first revenue decline since 2009.
January 25 -
One provider aims to test whether or not investors are comfortable with algorithms picking stocks.
January 23




















