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Adviser Dan Moisand was surprised by the decision not to delay the fiduciary rule further. But he wasn’t put off. Here’s why.
May 23Moisand Fitzgerald Tamayo -
There is "no principled legal basis" to do so, Labor Secretary Acosta says.
May 23 -
Serving a client’s best interest means focusing on fewer households. Staying profitable means choosing the right ones. Editor Lee Conrad talks with LPL exec Arthur Osman about segmenting a book of business.
May 22 -
Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.
May 22 -
The number of employees involved in compliance and regulatory work at U.S. Bank doubled over the past three years.
May 19 -
Former Vanguard CEO Jack Brennan says the Labor Department has already succeeded in swaying firms and investors over to best-interest advice.
May 16 -
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The wirehouse will offer commission-based retirement accounts under limited circumstances.
May 11 -
The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9 -
The method is gaining traction, even as some warn against abandoning the regular approach.
May 4