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By offering specialized tax planning and retirement tools, this software has carved out a niche for itself for advisories with clients who have less than $2 million in liquid assets.
November 28
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Regardless of whether President-elect Trump rolls back the rule, these products are here to stay.
November 23
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Regardless of whether President-elect Trump rolls back the rule, these products are here to stay.
November 23
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Why firms shouldn't wait to revise a planner's pay until they’re about to leave the firm.
November 22
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Why firms shouldn't wait to revise a planner's pay until they’re about to leave the firm.
November 22
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Advisers will not be able to serve as many clients under a fiduciary standard, which likely will encourage more cross-selling.
November 21
Employee Benefit News and Employee Benefit Adviser -
The wirehouse's moves are intended to remain competitive in the recruiting contest for top brokers.
November 21
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"Advisers cannot just sell an all-Vanguard portfolio and hope to afford their fee," says Jonathan Steinberg, WisdomTree's CEO.
November 18
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The overwhelming majority are planning for the rule to go into effect as scheduled, with only 5% slowing down their preparations.
November 17
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The bank announced that its retail brokerage arm will move to a level-fee pricing model for customer retirement accounts by April 10.
November 16
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After more than three-and-a-half years at the helm, Mary Jo White made incremental moves to expand advisor exams, but did not move on structural reform or implement a uniform fiduciary standard, as many advocates had hoped.
November 16
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If I were a bank, I'd worry that the advisers who leave aren’t just from the lower ranks, but some of the top tier as well.
November 15Employee Benefit News and Employee Benefit Adviser -
The IBD selects UBS veteran to become CEO
November 15
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The commission will examine how digital advice platforms uphold fiduciary responsibilities and safeguard client data.
November 14
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Advisers need to decide if they are going to be a disrupter or one of the disrupted.
November 11
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Signing on wholeheartedly can be an effective marketing tool with clients.
November 11
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Signing on wholeheartedly can be an effective marketing tool with clients.
November 11
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Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.
November 10
Mark Elzweig Co. -
- JPMorgan nixes commissions on retirement accounts, possibly signaling fiduciary rule’s staying power
Coming right after Trump’s victory, the move may be an early indication firms believe the regulation will survive.
November 10
