-
After more than three-and-a-half years at the helm, Mary Jo White made incremental moves to expand advisor exams, but did not move on structural reform or implement a uniform fiduciary standard, as many advocates had hoped.
November 16
-
If I were a bank, I'd worry that the advisers who leave aren’t just from the lower ranks, but some of the top tier as well.
November 15
Employee Benefit News and Employee Benefit Adviser -
The IBD selects UBS veteran to become CEO
November 15
-
The commission will examine how digital advice platforms uphold fiduciary responsibilities and safeguard client data.
November 14
-
Advisers need to decide if they are going to be a disrupter or one of the disrupted.
November 11
-
Signing on wholeheartedly can be an effective marketing tool with clients.
November 11
-
Signing on wholeheartedly can be an effective marketing tool with clients.
November 11
-
Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.
November 10
Mark Elzweig Co. -
- JPMorgan nixes commissions on retirement accounts, possibly signaling fiduciary rule’s staying power
Coming right after Trump’s victory, the move may be an early indication firms believe the regulation will survive.
November 10
