Fiduciary Rule

"We fully expect to offer a range of options to help our clients," CEO Paul Reilly said.

The new rule will lead to lower built-in commissions, enhanced agent/advisor education, and increased regulation of indexed annuities.

Unlike its rival, Morgan will keep commission-based retirement accounts under the new regulation's best interest contract exemption.

CEO Jim Cracchiolo said the firm will still offer variety on its platform, but that it needs to make sure products are "appropriate for the client."

Months before the law is phased in, "traditional firms are beginning to look more and more" like independents.

CEO Wayne Bloom says the threat of lawsuits in the wake of the new regulation prompted the change, which could be a first among IBDs.

The bank will provide both non-discretionary and discretionary services. The discretionary service will offer three types of investment lineups built for different plan demographic profiles.

Tibergien: RIA valuations will sink. Seivert: Financing for deals will be just fine.

Fee-only advisors seek clarification from the DoL on compliance requirements.

Planners and brokers alike must revisit their policies and procedures, caution legal and compliance experts. Here’s where to start.

More than a quarter of enforcement cases the commission brought in the just-ended 2016 fiscal year targeted planners and investment companies.

Shareholders shouldn't hold out too much hope for a takeover and here is why.

Industry experts survey the field of potential suitors.

After the fiduciary rule was announced, it wasn’t clear how brokerage firms would adapt. Here's why the wirehouse is a standout on its approach to the new regulation, and why one competitor isn't.

Open enrollment offers seniors the opportunity to change their plans and save hundreds of dollars.

The wirehouse, which is embracing the new regulation, is the first to unveil its strategy in depth.

Life insurance will become more attractive to sell in the post-fiduciary world because it is one of the few products not encumbered by the regulation.

The fund provider is the latest firm expecting more advisers and long-term investors will turn to passive investing because of the regulation.

After being jilted by the nation’s largest IBD, the organization breaks new ground with membership additions.