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The bank is said to have been aware of the accusations for years.
April 4
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A former spiritual advisor to presidents George W. Bush and Barack Obama plans to turn himself in as his attorney vows innocence.
April 2
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The broker misappropriated his clients’ investment money for rent, credit card bills and other personal uses, investigators say.
April 2
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Barry Snyder’s complaint depicts him as a victim of federal investigators and the bank, with both sides threatening to turn on him.
April 2
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The broker belonged to Morgan Stanley's Chairman's Club, a group reserved for the elite among the firm's advisor ranks.
March 28
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The regional BD failed to properly document its own investigations in the matter, and couldn't answer some SEC questions about who knew what and when, the regulator says.
March 27
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The two IBDs have agreed to pay restitution in one of the largest securities fraud cases in the advisor’s home state.
March 21
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The bank sometimes ignored the advice of its own diligence vendors in packaging and selling loans.
March 21
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While some are mainstays, there are a few new ones to add to the list this year.
March 16
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Investors were bilked out of approximately $611,000, say federal prosecutors.
March 15
