All 83,000 CFPs certification information is now published via the same technology that underlies fast-proliferating cryptocurrencies.

The firm has jettisoned a longtime strategy of growing its own leaders.

A niece thought her aunt’s caretaker was stealing. How much can an advisor do?

The banker involved in a case going before the justices is accused of misrepresenting the financial condition of a client.

The payout, to 27,000 victims worldwide, is the third distribution from the $4 billion fund, according to the Justice Department.

Chairman Jay Clayton said he remains worried that cryptocurrency can be too easily stolen or manipulated on exchanges.

FINRA says the firm did not disclose necessary client issues or hacking attempts.

The settlement is the latest cost for Wells Fargo stemming from a phony accounts scandal that erupted in September 2016.

Melvin Leonard Wimmer Jr. is said to have bilked clients out of their retirement savings.

The firm is the first to be censured for violating the Identify Theft Red Flags rule.

John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.

One high-net-worth client with more than $20 million in assets took the majority of the losses, the regulator says.

The advisor allegedly sold $13 million worth of high-risk securities without disclosing that she earned commissions of up to 18%.

Joel N. Burstein allegedly helped his father-in-law defraud foreign investors hoping to immigrate to the U.S.

Investment firm blamed fat finger error for 90% decline when losses were really due to poor trading.

The Biltmore Capital fund was dissolved at an almost total loss, but not before Caleb Overton raised $2.2 million from 10 investors.

State Treasurer John Chiang says that Wells Fargo is keeping patterns of abuse hidden from view by resolving customer disputes through private arbitration.

Five fired and barred former registered reps stole more than $1 million from clients over a four-year period, according to the regulator.

The bank continues to battle a series of negative headlines such as erroneous foreclosures, but public and investor reaction has been muted.

The bank recently disclosed in an Aug. 3 filing that it faces a U.S. inquiry into its purchase of low-income housing credits.