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Independent Financial Partners’ CEO predicts the firm will retain about 80% of its business, despite a daunting series of challenges.
May 17
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More advisors can’t ignore the call to go independent.
May 17
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The firm left Kestra for PKS as part of the move as increasingly large breakaways fuel the independent movement.
May 16
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The firm broke off from its OSJ and followed four others of its type in leaving the No. 1 IBD after a change in its RIA rules.
May 15
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The securities watchdog reprimanded the broker-dealers for allegedly not distinguishing their services from those of the credit unions they did business with.
May 10
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The largest IBD network is integrating data analytics into its recruiting and client leads after embarking on other major changes in recent months.
May 10
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The tax-focused planning IBD is shedding low-producing advisors while retooling its pitch to prospects.
May 9
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In addition to being fired, advisors could also face suspension and fines — all from the carelessness of not carefully reading one simple question.
May 8
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The move by Alexa von Tobel’s startup to drop planning services reveals a deal marked by challenges from the very beginning, experts say.
May 8
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The largest insurance company-owned IBD and Alexa von Tobel's startup announced a new setup for the firms roughly three years after the acquisition.
May 6
