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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Former head Mark Casady, new chief Dan Arnold and board member Marco Hellman each netted millions.
February 17
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The self-regulator is modifying its much-maligned process, addressing transparency and arbitrator qualifications, among other concerns.
February 10
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A new comment period would give the administration time to prepare for legal challenges anticipated after it puts a delay into place, one expert says.
February 10
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The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.
February 9
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After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
February 7
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Most executives predict headcounts to go down over the next five years, a survey showed.
February 7
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The firm says it could delay changes it pledged to make to comply.
February 3
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Advisers reacted to President Trump's efforts to halt the regulation.
February 3
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CEO Jim Cracchiolo said the firm's efforts won't go to waste should the rule be overturned.
February 2
