The California TAMP's latest financial report includes new milestones for revenue, platform asset and net income.

Canadian CI Financial, in rebranding its U.S. wealth business, joins several other industry firms that recently played the renaming game.

Garcia will take on the task of extending the banking giant's reach in Miami.

As thousands of advisors prepare to join the Schwab family in a month's time, insiders are weighing in on what it means for the industry.

The change of heart comes after Federal Reserve Chair Jerome Powell told reporters that the central bank's own economists are no longer forecasting a recession.

The move comes amid predictions that clients will increasingly base wealth management decisions on online testimonials and ratings.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.

The deal will preserve independence in the face of competitive pressures, the outgoing CEO of Sentinus said in an interview.

Millennials facing middle age are remapping the trading landscape, but don't count out web-based apps just yet.

The CFP certification costs thousands to finance. Industry groups hope that a new bill will make it attainable for more people.

Even with the savings, an Austin move can be complicated by differences in earnings potential and heightened property taxes.

Moves to Osaic, LPL, Raymond James, Steward Partner, Sanctuary and Cresset display how wealth management giants are broadening their appeal.

Northwestern Mutual's Planning & Progress Study reveals Americans with an advisor are much more confident about their financial futureS, yet only 37% work with one.

The company's earnings soared in the second quarter. Dan Arnold's team has more ideas in the works for further growth.

As revenues fell for other companies, Raymond James' earnings reached new heights — including for its wealth management division.

The company enjoyed "another strong quarter overall, led by continued growth of our wealth management business," CEO Jim Cracchiolo said.

JPMorgan, which accounted for 9% of overall ETF flows in 2023 so far, is eyeing Blackrock's ETF throne.

Serving over half of America's billionaires wasn't enough for the country's largest bank.

In the second quarter of 2023, Stifel's profits were down from last year — except for its Global Wealth Management unit, which saw record growth.

Despite the rate of M&A slowing in the industry, LPL says it will continue to be a "significant source of growth."