Industry News
Industry News
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A tax receivable agreement, popular in public offerings but controversial in some eyes, would regularly send extra money to insiders.
August 25 -
An innovative hybrid firm's new brokerage displays how the industry is placing advisory business at the center of its well-financed plans for the future.
August 25 -
Financially, the opioid crisis is hitting Ohio harder than many other states. But a campaign with advisors at its core aims to turn the tide.
August 25 -
The firm isn't "shelving" its offering – it's waiting for Wall Street to emerge from the worst IPO landscape since 2009.
August 23 -
After a longstanding relationship, the New York alternative investments firm buys a chunk of the Swiss bank.
August 23 -
Goldman Sachs Group faces a June 5 trial in a long-simmering gender-bias class action alleging the bank discriminated against thousands of women in pay and promotion.
August 23 -
Find all of the figures from Financial Planning's latest annual study of brokerages whose financial advisors aren't employees of the firms.
August 22 -
Plus, Orion Partners with Apex and SigFig expands its executive leadership team
August 19 -
The growing wealth management offshoot of what was once John D. Rockefeller's family office plans to add more than 100 more advisory practices.
August 18 -
Buyers and sellers are overhauling their firms by folding in accounting and newly-launched independent advisors.
August 17 -
Members of the influential fee-only planners group paid tribute to the growth and professionalism during their outgoing chief's tenure.
August 16 -
A retirement plan and wealth practice spanning $1.4 billion displays how independent moves in 2022 are keeping up with or even surpassing those from 2021.
August 16 -
Two RIA acquisitions added $7.7 billion in client assets to the Toronto-based firm's U.S. platform in Q2.
August 12 -
The Financial Planning Association has begun a multi-year effort to legally protect financial planners' titles.
August 12 -
Officials say the additional information would help agencies gain a better understanding of the industry's potential as a source of systemic risk.
August 11 -
The settlement of a gender-based discrimination case against Citi and concerns about a secret agreement between FINRA and Wells Fargo to manipulate the arbitrator selection process are just two developments that have wealth managers on alert.
August 10 -
The Vanguard Total Bond Market ETF, worth roughly $83.8 billion in assets, is now the biggest bond ETF in the world.
August 10 -
The Women's World Banking innovation challenge wants to fast-track ideas that support women's economic prosperity and empowerment.
August 9 -
Al Jacobi followed his longtime business partner out the door from a bank with a large wealth arm that pulled out of an acquisition agreement earlier this year.
August 9 -
U.S. state and city debt surged in July by the most in more than two years.
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