Industry News
Industry News
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The company has been in conversations with ETF Securities and Global X, say people familiar with the matter.
February 20 -
The firm is tapping a pool estimated by LPL to be as large as 1,200 brokers with $35 billion in client assets.
February 14 -
Mercer Advisors picks up where it left off last year.
February 13 -
The firm's aggregation model yields two RIA deals in two weeks.
February 12 -
As lure, the firm deploys a $52 million technology platform that is the “best that I've seen.”’
February 8 -
The bank's foray into personal financial-management software follows other online lenders.
February 8 -
The Bronfman Rothschild CEO is vying for a seat in Maryland as an independent.
February 6 -
Bronfman Rothschild executives have learned important guidelines on evaluating deals.
February 5 -
After a fourth-quarter slowdown, deal-making resumed with a vengeance in January.
February 2 -
More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.
February 2 -
Life Brokerage Financial has 80 advisors and 40 full-time staff and will join the firm next month.
January 30 -
The Private Ocean co-founder, also known for founding software company Junxure, calls Lakeview a "perfect fit."
January 29 -
Parker’s candid responses to Financial Planning’s rapid-fire queries on new digital tools, sexual harassment, Social Security planning, deal-making, how (not) to talk to clients about the stock market run-up and more.
January 29 -
Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
Kris Chester led two major business reorganizations in her time at Wells Fargo Bank.
January 23 -
The RIA aggregator inked another big-figure deal after netting more than two dozen firms last year.
January 18 -
Consolidators are doubling and tripling RIAs' five-year performance.
January 18 -
The combined businesses will boast approximately $3.9 billion in revenue.
January 16 -
M&A deals have picked up pace as tech firms bring more complex products to market.
January 11 -
The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.
January 10
















