The Association of African American Financial Advisors is holding its annual Vision conference this week.

The offering, a mix of liquid credit and private investment, still needs regulatory approval.

The proposal seeks to mirror similar funds used by Norway, Kuwait and Abu Dhabi to support national interests in technology, energy and other industries.

Top executives at Advyzon, Kwanti, Softlab360 and The Oasis Group discuss how advisors should be careful not to jump into AI too quickly, despite being tech advocates themselves.

Massachusetts regulators accused the wirehouse of not conducting proper oversight of stock sales made a First Republic executive shortly before the bank collapsed last year.

The groups managing hundreds of millions are coming over from Merrill, Northwestern Mutual and Wells Fargo.

The private equity-backed firm's acquisition of Levy Wealth, with its more than $1 billion under management, falls in line with the trends driving industry consolidation.

His first exchange-traded fund — the Research Affiliates Deletions ETF — will look to buy companies that were recently deleted from major indexes.

Investment management firm Vanguard has cut the investment minimum to access its robo advisor from $3,000 to $100 in assets.

The giants of the channel grabbed most of the spots in the rankings, but some of their smaller or midsize rivals are also expanding quickly.

LPL presses forward with deals that have made it one of the fastest-growing firms in recent years.

The figure would mark a 73% jump from the current $5.5 trillion controlled by people represented by family offices, according to the report.

Wealth management firms are facing scrutiny from investors over their investing choices and missed signs of fraud, in our latest look at the legal issues in wealth management.

Leading wealthtech innovator Brian McLaughlin said he's stepping down as president of Orion Advisor Tech next month.

Nuno Matos, once a contender to be chief executive, is leaving after nine years at the firm.

In an earnings call, an RBC executive says the firm decided to raise its account yields in response to higher Fed rates because "the right balance was to allocate some of that rising rate to our customers."

The Top 20 Firm is also taking an equity investment in Sequoia Financial, and the two plan to deliver services to each other's clients.

The legal action comes after executives expressed comfort with their firm's deposit rates in a recent earnings call.

Rising financial advisor productivity came with much better pay at these independent brokerages.

The arbitration decision comes more than a year after SW Financial was expelled from the industry for violating Regulation Best Interest.