CEO Jamie Dimon has long contrasted Florida's business-friendly climate with his firm's native New York.

SEC-registered investment advisors hit an all-time high in 2023 as assets under management also rebounded to stronger growth, according to the latest survey by Investment Adviser Association (IAA) and COMPLY.

With a rush of individuals exploring alternative assets for the first time, advisor platform CAIS is slashing fees that it says affect portfolio performance for such investments.

The founder of the private-equity backed RIA says he's interested in further acquisitions but doesn't want to be "growing for growth's sake."

The deal values closely held Fisher Investments at $12.75 billion and is part of the founder's estate planning, according to the firm.

Yext's CEO said his firm could have tried building its own in-house compliance software. Instead, it found exactly what it needed at Hearsay Systems.

The payout of nearly $20 million reflects the mixed status of Black representation among financial advisors at the largest wealth management firms.

Crypto backers have amassed a $160 million to bolstering U.S. candidates who favor light-touch regulation of the embattled industry.

The deal comes as a Raymond James executive questions if advisors who choose to go with private owners won't regret their decisions in three to five years.

New CEO Ted Pick sees little need to change the "wealth management machine" his predecessor helped bring to "escape velocity."

In their first interview about the shakeup atop the influential organization for Black financial advisors, its interim leaders emphasized continuity amid the shift from Christian Nwasike.

The promotion comes as the latest step in the consolidation process that's been ongoing since the $15 billion firm's founding last year.

The Toronto-based bank's U.S. subsidiary has taken in $15 billion in asset inflows in the past two years.

Management changes expected to help in CEO Ermotti's wealth management ambitions in the U.S.

The research-driven program recognizes RIAs with superior company practices, programs and benefits.

The research-driven program recognizes brokerages with superior company practices, programs and benefits.

The research-driven program recognizes money managers with superior company practices, programs and benefits.

As incoming president of Raymond James & Associates, Tom Walrond will seek to build on his firm's reputation for stability and advisor choice.

James Gorman will step down as Morgan Stanley chair at year end, concluding an era in which the firm nearly failed before evolving into a wealth management leader.

The partners at Pilot Financial have been through only one acquisition in their firm's history — the recent sale of Lincoln Financial's wealth groups to Osaic — and they're not eager to repeat the experience.