Wells Fargo's Charlie Scharf and Morgan Stanley's James Gorman recorded the biggest gains among the CEOs whose compensation has been disclosed so far.

The largest independent brokerage will move 2,400 financial advisors from seven brokerages onto its platform during a lengthy conversion stretching into 2025.

Pivoting from "this company will always be mine" to "I need to find a partner who can help me maintain continuity" is a necessary mindset shift for advisors making continuity plans.

The firm's recruiting chief shared the latest updates with FP amid record financial advisor headcounts and an effort to expand beyond its traditional label as an IBD.

In the quest for predictable growth, it was exciting to see firm leaders at T3 rally around the need for innovation in the front office.

Two firms in Albany and Buffalo, New York, have agreed to a revenue-sharing arrangement.

Net income topped $1 billion in 2023 as the firm reached another record headcount and CEO Dan Arnold said there are "interesting questions" to answer about AI.

Two incoming firms merging together under a new business line at the company will push its offices above 100 nationwide for the first time.

The volume of RIA deals slipped from their record pace of the last nine years, but dealmakers argue the fundamentals are driving more activity to start 2024.

Jim Esposito was critical of the firm's eventually abandoned push into retail banking.

The chief executive's pay package comes after a year of high profits and strong stock performance.

The roughly 100 incoming financial advisors to the firm's Financial Institutions Group softened the impact of a regulatory charge of $30 million.

The St. Louis-based firm's earnings fell by 8.4% in last year's fourth quarter. But its wealth management business could not be stifled.

The revamped Estate Snapshot tool promises to create estate planning documents in minutes rather than days through artificial intelligence.

In sunny Huntington Beach, California, Advyzon CRO John Mackowiak spoke about the industry's direction — and what he liked best about the oceanside festival.

The board granted Dimon a $1.5 million salary and $34.5 million of performance-based incentive compensation.

Expanding its wealth arm will be a "huge focus" of the megabank, according to its CEO.

The firm's net income, client assets and advisor headcount all grew last year, according to a new SEC filing. But experts see trouble under the surface.

The megabank's Personal Financial Management transaction helped drive some record metrics in 2023 for its wealth and fund segment.

A turbulent 2023 led to fourth-quarter declines in net new assets, net income and banking deposits at the financial firm.