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The clearing houses are too important to fail, and the current rules governing their risk management are too lax.
March 10 -
BlackRock issued and sold more shares than it was authorized to in its iShares Gold Trust, which could lead to penalties by regulators.
March 8 -
Three in five retirees cite staying mentally active as the reason they want to continue working; plus, if clients work in retirement, they should keep this in mind.
March 7 -
Investors are poised to pull as much as $400 billion from U.S. money market funds that buy commercial paper, predicts JMorgan Chase.
March 7 -
State Street's asset-management arm is starting an ETF that will track U.S. companies with female leaders.
March 7 -
Your clients' money is no good to these portfolio managers, but investors who already own these funds can still reap the rewards.
March 7 -
Jon Short, the head of wealth management at Pimco, is leaving after 10 years to join Dan Zwirns hedge fund, Arena Investors.
March 3 -
SPDR Gold shares have attracted $4.55 billion of new money in 2016, the most among all U.S.-listed ETFs.
March 3 -
ETFs may be so complex and subject to such volatility that they require a distinct set of rules from equities, suggested SEC Commissioner Kara Stein.
March 1 -
Golub Capital is shutting down a $150 million credit-hedge fund that invested in distressed debt, following the markets worst rout since the financial crisis.
March 1 -
Eaton Vance today will launch the first-ever non- transparent actively-managed ETFs. Is it too late?
February 26 -
Asset managers that stay on top of regulatory demands not only keep authorities happy, they gain a competitive advantage against other firms, says one fund administration executive.
February 25 -
Fidelity suspended sales of MetLife's annuities as the life insurer weighs a possible sale, spinoff or public offering of a retail unit that provides the retirement products.
February 25 -
The argument's underlying reasoning is simple: Vanguard is cheating state and federal tax authorities by charging its customers much less than other fund companies do.
February 22 -
Regulators remain worried about hard-to-sell assets held by high-yield bond funds as they probe whether the failure of the Third Avenue Focused Credit Fund could be repeated, a top SEC official said.
February 22 -
According to research from online brokerage TD Ameritrade, there is one particularly risky ETF that is attracting the millennial demographic far more than other age groups.
February 19 -
Goldman Sachs has just filed for a new ETF called the Goldman Sachs Hedge Fund VIP ETF, which is based its popular Hedge Fund Trend Monitor research report.
February 19 -
Mutual funds are vulnerable to runs that can spill over and cause problems in the broader financial system, according to a blog post published today on Liberty Street Economics by staffers at the Federal Reserve Bank of New York.
February 18 -
Mutual funds lost nearly $8 billion in outflows for 2015, a 2% year-over-year decline. See which Morningstar category performed the best.
February 16 -
Fund administrators will need to contend with technological change, increased client demands and new competition, according to a recent survey of management executives across the globe commissioned by FIS.
February 16