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New York Attorney General Eric Schneiderman said the probe that led to his settlement with BlackRock Inc. over analyst surveys is looking at brokerage firms and individuals who provided nonpublic information that could have been used to trade.
January 10 -
U.S. stocks fluctuated as investors scrutinized data showing a slowdown in jobs growth for clues on the pace of Federal Reserve stimulus cuts.
January 10 -
Municipal bond mutual funds recorded their lightest outflows since May 22when they last registered inflows. But money still flowed from funds for a 33rd straight week, Lipper FMI numbers showed.
January 10 -
Contrary to popular belief, there are some tech stocks that offer dividends for a client portfolio. Here are a few ways to find them.
January 9 -
Emerging-market stocks rose for the first time this year after the International Monetary Fund said it will raise its forecast for world growth.
January 9 -
Chinas stocks rose, led by energy companies after Offshore Oil Engineering Co. reported a jump in profit. A gauge of small-company shares headed for a record.
January 9 -
Pacific Investment Management Co.s Bill Gross said investors should focus on shorter-maturity debt as the slow pace of U.S. inflation signals the Federal Reserves benchmark rate will remain at almost zero until at least 2016.
January 9 -
State Street Corp., the second- biggest provider of exchange-traded funds, plans to introduce its first actively managed stock ETFs in partnership with MFS Investment Management.
January 9 -
Investors prizing Princeton University bonds have fueled gains relative to top-graded municipal debt.
January 8 -
Valuations in the Standard & Poors 500 Index increased by the most since the financial crisis last year as 460 stocks rose, more than any year since at least 1990.
January 7 -
William Kohli, the worlds top global bond fund manager, has made daring moves during his career from an early age.
January 7 -
Investors poured a record $191 billion into U.S.-registered exchange-traded products last year, topping the previous peak of $187.2 billion set in 2012.
January 7 -
With computers increasingly doing the bulk of the trading on Wall Street, correlation between asset classes have become more pronounced, says Lance Roberts, CEO of STA Wealth Management
January 6 -
Are your funds' compliancee processes up to par?
January 6 -
During a year in which Japan stocks were the top performers in the benchmark MSCI AllCountry World Index ex-U.S., the fund was light on that country as its managers took a wait-and-see approach to the Bank of Japan's aggressive (and, in the end, highly successful) asset-buying program.
January 6 -
The priority for mutual fund and ETF managers in 2014 will be operations and technology.
January 6 -
Legal & General Group Plc, the largest manager of U.K. pension assets, agreed to sell an office building in Londons Midtown district to Orchard Street Investment Management LLP for 85.1 million pounds ($140 million).
January 6 -
The number of consecutive weeks of outflows, as well as their overall amount, surpasses those of the last great exodus from muni bond funds that occurred back between late-2010 and early 2011.
January 3 -
Use these 7 tips to help existing clients' offspring - and start building a relationship with younger prospects.
January 1 -
Scandals surrounding the setting of some of the worlds most important financial benchmarks, which influence the prices people pay for everything from oil to mortgages, have shaken confidence in vital markets.
December 31
