Investments

From high-quality corporate paper to munis, there are surprising deals to be had.

From inflation concerns to an annuities bill circulating in Congress, there is a lot for clients to consider as they plan their exits from the workforce.

The firms respectively settled the regulator’s allegations about suspicious activity reports and the duty of best execution — two major areas of emphasis.

A roundup of the bits of wealth management news you might have missed over the last week.

The new service, which will offer one-on-one advice, is open to people with at least $100,000 in investable assets. It’s part of the company’s ongoing efforts to build a full suite of retail banking products.

In a symposium, SEC Chair Gensler voiced concern about the technologies’ possible conflicts, biases and systematic risks.

Proposed regulations provide the best window into the IRS’s current thinking on a variety of issues to date.

‘Active personalization’, ‘friend-shoring’ and SUVs over Formula 1 race cars.

A study by the EU Business School found that thematic ETFs have higher expenses, higher risks and lower diversification.

Alternative investments such as leveraged or inverse ETFs, complex exchange-traded products and options remain areas of concern to the regulator.

The former JPMorgan Chase executive will will replace Jim Hays, who is retiring.

As ETFs take a larger bite of the market, VanEck discusses how sustainable investing will contribute to the muni space.

Here are tips for investors young and old

Catch up on the bits of wealth management news you might have missed over the last week.

While the regulator claims stricter access and education requirements may protect retail investors, it’s argued that financial advisors can do a better job.

The Fed just hiked interest rates by the most in more than two decades to battle inflation. It's not entirely clear if there will be unintended consequences.

Despite earlier alerts and a wave of cases related to the LJM Preservation & Growth Fund, the regulator sees “continuing” deficiencies.

That's an opportunity for millennial investors, one advisor says.

The size of their returns during the past decade belie their negative yields so far this year.