Investments

Regulators promise to pay special attention to how firms are using technology to not only guide investments but also to protect client data.

The founder of an ETF that tracks all American public companies with female CEOs sits down with American Banker Editor-in-Chief Chana Schoenberger to discuss why it matters if a company has a woman as CEO.

The mega bank predicts the traditional investing strategy will outperform both cash and inflation in the next 10 years.

Company executives also called attention to the firm's new wealth management system, Wove.

Proponents expect crypto to gain legitimacy and come to clients at lower costs if the SEC signs off as it's expected to do.

Morgan Stanley's wealth management inflows slow in third quarter

The Wall Street giant is staggering under its plan to shift back to serving primarily the ultrawealthy.

Regulators are likley to enter into dialogue with industry about the best way to proceed.

The race to invest in artificial intelligence may be outpacing a full understanding of its risks. It's a high-stakes question for ultrawealthy investors and family offices.

Inflated charitable deduction claims have led to dozens of audits and millions of dollars in additional payments to the agency.

The head of global sustainability sees opportunities in waste management and recycling.

Toussaint Bailey's Uplifting Capital closed its initial product after attracting investments from clients of Corient advisory practices and other RIAs.

Planners tout advantages of IRAs, equity investing and delaying retirement for clients worried about inflation.

Firms and industry groups warn that the regulator's proposal for reining in robo-advisors and sophisticated investing algorithms would step on their fiduciary duties and Regulation Best Interest.

The Federal Reserve is expected to pause at its September meeting. Jeff Timlin, a managing partner at Sage Advisory, will join us on Sept. 21 to provide analysis of the meeting.

The Securities and Exchange Commission has been ordered by a court to explain its reasons for rejecting an application for a crypto-based exchange-traded fund. It's about time.

DAF skeptics say the funds are little more than tax loopholes disguised as philanthropy. Not so, says Brad Saft of DonorAdvisedFunds.com.

The new offering will be only open to accredited investors and qualified clients.

Jonathan Vincent Glenn's admissions follow his $3 million settlement with the SEC over similar charges.