Investments

The case shines light on the risks of betting against a company's stock when merger or privatization deals are afoot.

Collectibles worth up to millions of dollars are securitized into thousands of shares that trade for as little as $10 a pop.

A Hornor, Townsend & Kent broker pitched "Future Income Payments" that turned out to be part of a $300 million scheme targeting veterans, investigators said.

Wealthy individuals, not institutional investors, will drive money into alternative assets, data provider Preqin says in a new study.

Only 13% of 242 active manager portfolios across the world had a woman as lead or co-lead in 2022, according to new research. The number has hardly changed over the past two decades.

The cash-like instruments have garnered hundreds of billions of dollars since the banking crisis began.

Understandable expenses came out ahead of every other "want" among customers, displaying how transparent costs are an important differentiator for advisors.

The active ETF firm's managing partner talks about the potential for options-based strategies in times when stocks and bonds are plunging.

In an unusual case, regulators have accused a Boston investment advisor of violating his fiduciary duty by putting his clients into high-fee retirement products.

An advisor group warns the cybersecurity regulation is coming amid a flurry of proposals that could leave firms buried.